Rho
About Us
Rho is the all-in-one banking platform for startups and the accountants who support them. With banking set up in minutes, 2% cashback cards, and powerful tools for managing spend, paying bills, and closing the books, Rho helps high-growth startups move fast and stay focusedwith support that goes to the ends of the earth to help you win.
About the Role
Were looking for an experienced, hands-on
Marketing Compliance Manager
to help build out our existing marketing compliance program and ensure Rho's advertising and promotional activities adhere to legal and regulatory standards and internal policies. This role involves reviewing marketing materials, monitoring campaigns for compliance risks, and providing guidance on relevant regulations. This person will have significant contact with Executives and Cross-functional colleagues, and ensure that Rho is compliant with all U.S. banking regulations and company policies and procedures. Responsibilities
Reviewing and approving marketing materials for accuracy, clarity, and compliance with regulations for all Rho products and services
Developing and maintaining a central repository for all disclosures for all products and services
Conducting audits of marketing activities to ensure compliance
Developing and delivering training programs on marketing compliance
Investigating complaints related to marketing practices
Managing marketing compliance, technology, and systems
Assisting with the development of marketing compliance policies and procedures
Working with external counsel on legal and regulatory matters
Qualifications
5+ years managing a similar compliance function with a strong, SME status understanding and focus on Marketing and Treasury regulations within the banking, fintech, or financial services industry
Deep knowledge of Investment Advisers Act of 1940, SEC Marketing Rule 206(4)-1, Form ADV compliance, and Books and Records Rule 204-2, with hands-on experience navigating SEC examinations and enforcement actions
Expertise in performance advertising regulations, disclosure requirements, and time-weighted return calculations for registered investment advisor marketing materials and client communications
Strong understanding of marketing regulations and laws, such as advertising standards, data privacy regulations, and consumer protection laws related to checking accounts, savings accounts, Treasury products, etc.
Experience collaborating on decisions and solutions with a team of marketing professionals and working with Executives and Cross-functional stakeholders to drive solutions
Ability to lead from the front and execute in a fast-paced environment
Excellent communication and interpersonal skills
Analytical and problem-solving skills
Ability to work independently and as part of a team
Attention to detail and strong organizational skills
Experience in marketing, legal, or compliance roles is preferred
Excellent analytical skills with the ability to identify issues, analyze data, and make sound recommendations
Highly detail-oriented with strong organizational skills
Ability to meet strict regulatory requirements while balancing product and customer experience
Our people are our most valuable asset. The salary range for this role is
$108,000 - $182,000.
Title and base salary may vary depending on relevant experience, skills, geographic location, and business needs. In addition to base pay, Rho offers equity, healthcare benefits, and paid time off. Diversity is a core value at Rho. Were passionate about building and sustaining an inclusive and equitable environment for all those involved with our mission, including employees, contractors, candidates, customers, and vendors. We believe every member of the Rho community enriches our ability to provide a broad range of ways to understand and engage with the market, identify problems, and drive solutions that align with our mission. We welcome all qualified applications and support each of our Rhoers with ongoing professional growth opportunities.
Were looking for an experienced, hands-on
Marketing Compliance Manager
to help build out our existing marketing compliance program and ensure Rho's advertising and promotional activities adhere to legal and regulatory standards and internal policies. This role involves reviewing marketing materials, monitoring campaigns for compliance risks, and providing guidance on relevant regulations. This person will have significant contact with Executives and Cross-functional colleagues, and ensure that Rho is compliant with all U.S. banking regulations and company policies and procedures. Responsibilities
Reviewing and approving marketing materials for accuracy, clarity, and compliance with regulations for all Rho products and services
Developing and maintaining a central repository for all disclosures for all products and services
Conducting audits of marketing activities to ensure compliance
Developing and delivering training programs on marketing compliance
Investigating complaints related to marketing practices
Managing marketing compliance, technology, and systems
Assisting with the development of marketing compliance policies and procedures
Working with external counsel on legal and regulatory matters
Qualifications
5+ years managing a similar compliance function with a strong, SME status understanding and focus on Marketing and Treasury regulations within the banking, fintech, or financial services industry
Deep knowledge of Investment Advisers Act of 1940, SEC Marketing Rule 206(4)-1, Form ADV compliance, and Books and Records Rule 204-2, with hands-on experience navigating SEC examinations and enforcement actions
Expertise in performance advertising regulations, disclosure requirements, and time-weighted return calculations for registered investment advisor marketing materials and client communications
Strong understanding of marketing regulations and laws, such as advertising standards, data privacy regulations, and consumer protection laws related to checking accounts, savings accounts, Treasury products, etc.
Experience collaborating on decisions and solutions with a team of marketing professionals and working with Executives and Cross-functional stakeholders to drive solutions
Ability to lead from the front and execute in a fast-paced environment
Excellent communication and interpersonal skills
Analytical and problem-solving skills
Ability to work independently and as part of a team
Attention to detail and strong organizational skills
Experience in marketing, legal, or compliance roles is preferred
Excellent analytical skills with the ability to identify issues, analyze data, and make sound recommendations
Highly detail-oriented with strong organizational skills
Ability to meet strict regulatory requirements while balancing product and customer experience
Our people are our most valuable asset. The salary range for this role is
$108,000 - $182,000.
Title and base salary may vary depending on relevant experience, skills, geographic location, and business needs. In addition to base pay, Rho offers equity, healthcare benefits, and paid time off. Diversity is a core value at Rho. Were passionate about building and sustaining an inclusive and equitable environment for all those involved with our mission, including employees, contractors, candidates, customers, and vendors. We believe every member of the Rho community enriches our ability to provide a broad range of ways to understand and engage with the market, identify problems, and drive solutions that align with our mission. We welcome all qualified applications and support each of our Rhoers with ongoing professional growth opportunities.