Overview
Leading Global Investment Firm. This role is based in the Boston area as part of the Legal & Compliance team, focusing on ensuring that all marketing, client communications, and related materials meet applicable regulatory requirements and internal standards.
Base pay
$120,000.00/yr - $170,000.00/yr
Why join us?
- Global Reach, Local Impact – Be part of a globally recognized firm that is making a significant investment in the Boston market.
- Career Growth – Work alongside top professionals in compliance, legal, and investment teams, with opportunities to grow your expertise and career.
- Dynamic Culture – Join a collaborative environment that values integrity, innovation, and professional development.
- Meaningful Work – Play a key role in protecting the firm’s reputation, ensuring compliance with evolving regulations, and supporting the success of global business initiatives.
Job Details
Job Description – Compliance Officer (Marketing Review)
We are seeking a Compliance Officer with experience in marketing material review to join our growing Boston office. This role will sit within the Legal & Compliance team and will focus on ensuring that all marketing, client communications, and related materials meet applicable regulatory requirements and internal standards.
Key Responsibilities
- Review and approve marketing, advertising, and client-facing communications for accuracy, fairness, and compliance with regulatory standards.
- Provide guidance to business and marketing teams on regulatory requirements and best practices.
- Partner with internal stakeholders to ensure timely and efficient review processes.
- Assist in drafting, updating, and implementing compliance policies and procedures related to marketing and advertising.
- Stay informed of regulatory developments affecting marketing and promotional activities across global markets.
- Support broader compliance initiatives, including training, monitoring, and risk assessments.
Qualifications
- 5+ years of compliance experience within financial services, preferably in an investment management, banking, or alternative investments environment.
- Strong knowledge of SEC, FINRA, and other applicable regulatory requirements for marketing and advertising.
- Proven experience in reviewing marketing and client communication materials.
- Excellent communication skills with the ability to partner effectively across business and legal teams.
- Detail-oriented with strong organizational and analytical skills.
EEO
Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.
Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.
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