Robinhood
Compliance Communications Senior Specialist
Robinhood, Chicago, Illinois, United States, 60290
Compliance Communications Senior Specialist
Join to apply for the
Compliance Communications Senior Specialist
role at
Robinhood
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades, the largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers, sharp problem‑solvers, and builders wired to make an impact. Robinhood isn’t a place for complacency; it’s where ambitious people do the best work of their careers. We’re a high‑performing, fast‑moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.
The Compliance team at Robinhood Securities, LLC ("RHS"), and Robinhood Financial, LLC ("RHF"), drives a culture of compliance that actively supports the people, process, and technologies vital to our business. We strive to craft and implement effective compliance programs to protect customers, promote market integrity, and reduce regulatory, financial, operational, and reputation risk.
The Senior Specialist will be responsible for reviewing, advising, auditing, and Principally Reviewing (approving) retail communications content (which includes advertising & marketing) to ensure compliance with regulatory requirements and internal guidelines. The Sr. Specialist will support the team in guiding internal customers (Marketing, Social, Communications, Public Relations (PR), Research, and Product) teams on the compliance guidelines for projects and customer‑facing communications to ensure we meet our requirements under Firm policy, SEC rules, FINRA regulations and other regulatory agencies.
This role is based in our
New York, NY ,
Chicago, IL ,
Denver, CO , and
Lake Mary, FL
offices, with in‑person attendance expected at least 3 days per week. At Robinhood, we believe in the power of in‑person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high‑performing teams.
What You’ll Do Day-to-Day
Principal Review (approve) communications with the public ("CwP") materials to ensure it meets regulatory and internal standards.
Review, analyze, and advise stakeholders on the adherence of communications compliance and internal guidelines.
Develop and implement process improvements to increase quality and scalability.
Establish program efficiencies and enhance processes within the team.
Build strong relationships and align compliance strategy among different stakeholders.
Guide internal customers on compliance for projects and deliverables.
About You
Bachelor’s Degree.
FINRA Series 7 and 24. Series 4 is not a requirement, but must be willing to acquire within 120 days of starting.
7+ years working in compliance or a relevant function.
Ability to effectively manage multiple priorities and adapt to a changing environment.
Good written and verbal communication, strategic, negotiation skills and strong attention to detail.
General financial services industry experience as a regulator or within compliance, audit, risk, marketing, or communication.
We’re looking for more growth‑minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission— we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. Please review the specific Robinhood Privacy Policy applicable to the country where you are applying.
Base Pay Range Zone 1
(Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC):
$140,000—$165,000 USD
Zone 2
(Denver, CO; Westlake, TX; Chicago, IL):
$123,000—$145,000 USD
Zone 3
(Lake Mary, FL; Clearwater, FL; Gainesville, FL):
$110,000—$129,000 USD
In addition to the base pay range listed above, this role is also eligible for bonus opportunities, equity, and benefits. Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of three compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application.
Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for the country of your application.
Seniority Level:
Mid-Senior level
Employment Type:
Full-time
Job Function:
Finance and Sales
#J-18808-Ljbffr
Compliance Communications Senior Specialist
role at
Robinhood
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades, the largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers, sharp problem‑solvers, and builders wired to make an impact. Robinhood isn’t a place for complacency; it’s where ambitious people do the best work of their careers. We’re a high‑performing, fast‑moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.
The Compliance team at Robinhood Securities, LLC ("RHS"), and Robinhood Financial, LLC ("RHF"), drives a culture of compliance that actively supports the people, process, and technologies vital to our business. We strive to craft and implement effective compliance programs to protect customers, promote market integrity, and reduce regulatory, financial, operational, and reputation risk.
The Senior Specialist will be responsible for reviewing, advising, auditing, and Principally Reviewing (approving) retail communications content (which includes advertising & marketing) to ensure compliance with regulatory requirements and internal guidelines. The Sr. Specialist will support the team in guiding internal customers (Marketing, Social, Communications, Public Relations (PR), Research, and Product) teams on the compliance guidelines for projects and customer‑facing communications to ensure we meet our requirements under Firm policy, SEC rules, FINRA regulations and other regulatory agencies.
This role is based in our
New York, NY ,
Chicago, IL ,
Denver, CO , and
Lake Mary, FL
offices, with in‑person attendance expected at least 3 days per week. At Robinhood, we believe in the power of in‑person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high‑performing teams.
What You’ll Do Day-to-Day
Principal Review (approve) communications with the public ("CwP") materials to ensure it meets regulatory and internal standards.
Review, analyze, and advise stakeholders on the adherence of communications compliance and internal guidelines.
Develop and implement process improvements to increase quality and scalability.
Establish program efficiencies and enhance processes within the team.
Build strong relationships and align compliance strategy among different stakeholders.
Guide internal customers on compliance for projects and deliverables.
About You
Bachelor’s Degree.
FINRA Series 7 and 24. Series 4 is not a requirement, but must be willing to acquire within 120 days of starting.
7+ years working in compliance or a relevant function.
Ability to effectively manage multiple priorities and adapt to a changing environment.
Good written and verbal communication, strategic, negotiation skills and strong attention to detail.
General financial services industry experience as a regulator or within compliance, audit, risk, marketing, or communication.
We’re looking for more growth‑minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission— we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. Please review the specific Robinhood Privacy Policy applicable to the country where you are applying.
Base Pay Range Zone 1
(Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC):
$140,000—$165,000 USD
Zone 2
(Denver, CO; Westlake, TX; Chicago, IL):
$123,000—$145,000 USD
Zone 3
(Lake Mary, FL; Clearwater, FL; Gainesville, FL):
$110,000—$129,000 USD
In addition to the base pay range listed above, this role is also eligible for bonus opportunities, equity, and benefits. Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of three compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application.
Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for the country of your application.
Seniority Level:
Mid-Senior level
Employment Type:
Full-time
Job Function:
Finance and Sales
#J-18808-Ljbffr