Regulatory Communications Lead — Compliance & Output Automation

A financial services firm based in Dallas, TX, seeks a Regulatory Communications Output Management Lead. This role is vital for ensuring compliance with federal regulations, managing communication processes, and maintaining operational efficiency. Candidates should have a bachelor's degree, extensive experience in compliance or broker-dealer operations, and a strong understanding of SEC rules. The job includes driving automation initiatives and responding to regulatory inquiries, making communication and project management skills essential. #J-18808-Ljbffr