Ent Credit Union
Financial Advisor - Colorado Springs, CO
Ent Credit Union, Colorado Springs, Colorado, United States, 80509
Ent Credit Union and Wings Credit Union are joining forces in January 2026. This merger means more opportunities, expanded resources, and a shared commitment to delivering exceptional member service. Together, we become more – empowering members, communities, and teams through a bold, unified future.
Job Description This position exists to help members by assessing their financial goals, needs, and objectives while providing them with exceptional personalized service as it relates to investment products. The Investment Services group offers Ent Credit Union members the opportunity to purchase noninsured investment products to assist members in meeting their financial goals.
Essential Functions
Assist Senior Financial Advisors: Provide sales support for Sr. Financial Advisors
Member Service - Member meetings: Meet with clients to assess financial goals, complete investment applications, and address any investment needs of customers.
Maintain customer records: Maintain complete documentation on potential and existing customers.
Ent employee trainings: Assist with training Ent employees on various investment services products
Bank Secrecy Act: Remain cognizant of and adhere to Ent policies and procedures, and regulations pertaining to the Bank Secrecy Act.
Qualifications Minimum Formal Qualifications for this Position:
Associate's Degree in Business, Finance, or a related field.
1+ Years' experience with Investments. Required
Technical or Specialized Knowledge/Skills:
Ability to identify and evaluate member needs for financial services, assess the objectives and goals of the member, then develop an investment strategy to implement.
Periodically meet with members to review and update member needs ensuring investment objectives and goals are progressing as according to plan. Meetings take place either monthly, quarterly, or yearly depending on member needs established by the advisor.
Keep current on investment related products and services offered.
Develop and maintain long‑term relationships based on trust and respect for members and employees.
Follow through on the sales goals set forth by the VP of Investment Services.
Identify and develop relationships with LPL Financial personnel and wholesale companies.
Provide regular feedback to Service Center employees, managers, executives regarding sales practices and business development initiatives.
Work with Service Center Managers to identify and leverage cross‑sell opportunities.
Proactively market and support all aspects of the credit union.
Represent the Credit Union and LPL Financial in a professional manner as it pertains to clients, industry organizations, regulatory bodies, and other key outside parties.
Follow the rules and regulations set forth by the credit union, FINRA, SEC and LPL Financial Services our Broker/Dealer.
Supports Ent's mission and corporate values.
Certifications Required
FINRA Series 7, 63 and 66 or 65, Required
State Life Insurance license, Required
All employees must disclose any criminal history LPL Financial. Required
All individuals will be fingerprinted, as mandated by the FINRA Books and Records rules. All fingerprint submissions are processed through the Federal Bureau of Investigation and Department of Justice and results are returned to LPL Financial via electronic notification, Required
A valid Driver's License, Required
Environmental, Physical and Psychological Requirements
Standing – Occasionally
Walking – Occasionally
Sitting – Frequently
Lifting – Rarely (40 Lbs)
Carrying – Rarely
Pushing – Rarely
Pulling – Rarely
Balancing – Rarely
Stooping – Rarely
Kneeling – Rarely
Crouching – Rarely
Crawling – Rarely
Reaching – Occasionally
Handling – Occasionally
Grasping – Occasionally
Feeling – Occasionally
Talking – Frequently
Hearing – Frequently
Repetitive Motions – Frequently
Eye/Hand/Foot Coordination – Occasionally
Noises louder than normal speaking volume – Occasionally
Temperature Changes – Rarely
Atmospheric Conditions – Rarely
Additional Information The pay for this position is: $57,000 per Year (SPC). Final compensation for this position will be determined by various factors such as relevant work experience, specific skills and competencies, education, certifications, and internal pay equity. This position is eligible for a monthly incentive plan.
Benefits Summary Sheet
Health Benefits: Affordable insurance, 24/7 doctor access, and a nationwide provider network.
401(k): 3% automatic contribution after three months, plus up to 6% matching.
Paid Time Off: During your first year, enjoy 16 days of paid time off (PTO) plus 9 paid holidays. And it grows from there.
Volunteer Time Off: Paid time off to give back to the community.
Education Support: Up to $10,000 annually for higher education and assistance for certifications.
Exclusive Discounts: Significant savings on home, car, and personal loans.
We anticipate this position to close on 01/07/2025. Please submit your application at your earliest convenience to be considered.
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities. The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR 60‑1.35(c)
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Job Description This position exists to help members by assessing their financial goals, needs, and objectives while providing them with exceptional personalized service as it relates to investment products. The Investment Services group offers Ent Credit Union members the opportunity to purchase noninsured investment products to assist members in meeting their financial goals.
Essential Functions
Assist Senior Financial Advisors: Provide sales support for Sr. Financial Advisors
Member Service - Member meetings: Meet with clients to assess financial goals, complete investment applications, and address any investment needs of customers.
Maintain customer records: Maintain complete documentation on potential and existing customers.
Ent employee trainings: Assist with training Ent employees on various investment services products
Bank Secrecy Act: Remain cognizant of and adhere to Ent policies and procedures, and regulations pertaining to the Bank Secrecy Act.
Qualifications Minimum Formal Qualifications for this Position:
Associate's Degree in Business, Finance, or a related field.
1+ Years' experience with Investments. Required
Technical or Specialized Knowledge/Skills:
Ability to identify and evaluate member needs for financial services, assess the objectives and goals of the member, then develop an investment strategy to implement.
Periodically meet with members to review and update member needs ensuring investment objectives and goals are progressing as according to plan. Meetings take place either monthly, quarterly, or yearly depending on member needs established by the advisor.
Keep current on investment related products and services offered.
Develop and maintain long‑term relationships based on trust and respect for members and employees.
Follow through on the sales goals set forth by the VP of Investment Services.
Identify and develop relationships with LPL Financial personnel and wholesale companies.
Provide regular feedback to Service Center employees, managers, executives regarding sales practices and business development initiatives.
Work with Service Center Managers to identify and leverage cross‑sell opportunities.
Proactively market and support all aspects of the credit union.
Represent the Credit Union and LPL Financial in a professional manner as it pertains to clients, industry organizations, regulatory bodies, and other key outside parties.
Follow the rules and regulations set forth by the credit union, FINRA, SEC and LPL Financial Services our Broker/Dealer.
Supports Ent's mission and corporate values.
Certifications Required
FINRA Series 7, 63 and 66 or 65, Required
State Life Insurance license, Required
All employees must disclose any criminal history LPL Financial. Required
All individuals will be fingerprinted, as mandated by the FINRA Books and Records rules. All fingerprint submissions are processed through the Federal Bureau of Investigation and Department of Justice and results are returned to LPL Financial via electronic notification, Required
A valid Driver's License, Required
Environmental, Physical and Psychological Requirements
Standing – Occasionally
Walking – Occasionally
Sitting – Frequently
Lifting – Rarely (40 Lbs)
Carrying – Rarely
Pushing – Rarely
Pulling – Rarely
Balancing – Rarely
Stooping – Rarely
Kneeling – Rarely
Crouching – Rarely
Crawling – Rarely
Reaching – Occasionally
Handling – Occasionally
Grasping – Occasionally
Feeling – Occasionally
Talking – Frequently
Hearing – Frequently
Repetitive Motions – Frequently
Eye/Hand/Foot Coordination – Occasionally
Noises louder than normal speaking volume – Occasionally
Temperature Changes – Rarely
Atmospheric Conditions – Rarely
Additional Information The pay for this position is: $57,000 per Year (SPC). Final compensation for this position will be determined by various factors such as relevant work experience, specific skills and competencies, education, certifications, and internal pay equity. This position is eligible for a monthly incentive plan.
Benefits Summary Sheet
Health Benefits: Affordable insurance, 24/7 doctor access, and a nationwide provider network.
401(k): 3% automatic contribution after three months, plus up to 6% matching.
Paid Time Off: During your first year, enjoy 16 days of paid time off (PTO) plus 9 paid holidays. And it grows from there.
Volunteer Time Off: Paid time off to give back to the community.
Education Support: Up to $10,000 annually for higher education and assistance for certifications.
Exclusive Discounts: Significant savings on home, car, and personal loans.
We anticipate this position to close on 01/07/2025. Please submit your application at your earliest convenience to be considered.
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities. The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR 60‑1.35(c)
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