Degroof Petercam Asset Management SA
Senior Compliance Officer - Asset Management
Degroof Petercam Asset Management SA, Sauk Trail Beach, Wisconsin, United States
Context
DPAM is looking for a Senior Compliance Officer. You will report directly to the DPAM Head of Compliance (Belgium and International). As Senior Compliance officer you are familiar with the Asset Management environment and financial products. In addition you have a strong interest in topics related to marketing of funds, commercial communication and regulatory disclosures.
Your position The Senior Compliance Officer will :
Advise our teams with respect to Market Abuse Regulation (MAR) and MiFID Compliance in matters like rules of conduct, product governance, Inducements, personal transactions, Inside Information, etc.
In collaboration with the stakeholders within the company, provide support and develop effective compliance policies and methodology appropriate to the company and subsidiaries.
Participate to the Compliance Risk assessment, to the monitoring and reporting of compliance risks
Be involved in the investigation process related to incidents and take the appropriate actions to support the company.
Advise and participate in business as well strategic projects.
Help implement new regulatory requirements, specific financial services or new products form compliance analysis through implementation
Help organize and deliver training to keep the DPAM's staff informed of relevant compliance developments in your domain
Your profile
Master's degree in law or economics with focus on Funds Management
Minimum 5 years experience in an asset management company and 3 years as compliance related function.
Experience in relevant topics as funds management, communication and marketing is required.
Excellent communication skills in French or Dutch and English; oral as well as written,
Be able to show diplomacy and be assertive when necessary.
Ability to work independently, take initiative and be an analytical thinker with sound business acumen, objectivity and accountability who is able to work autonomously
The ability to translate complex theoretical principles into pragmatic advice
A team player and relationship builder with a sense of humor.
Experience with databases in general and financial markets tools (Bloomberg, Reuters, etc.) would be an asset
Our offer For more than 150 years, Degroof Petercam has been a reference investment house. Entrepreneurship is our DNA, expertise is our fuel. You will become part of a company with highly skilled, talented and passionate experts that aim for nothing less than excellence. The impact of our work goes beyond profit by looking at business from a broader perspective, challenging those who want to intellectually. As a part of Indosuez Wealth Management and Crédit Agricole, we offer our people ongoing learning and development and mobility on an international scale.
In addition to our fascinating work environment, we also offer:
A broad offer of learning & development programs including a Degroof Petercam Academy for both professional and personal goals.
An attractive and market conform compensation package
Flexible working hours & teleworking
An Employee Social Engagement Program
Access to the same Private Banking Expertise as our clients
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Your position The Senior Compliance Officer will :
Advise our teams with respect to Market Abuse Regulation (MAR) and MiFID Compliance in matters like rules of conduct, product governance, Inducements, personal transactions, Inside Information, etc.
In collaboration with the stakeholders within the company, provide support and develop effective compliance policies and methodology appropriate to the company and subsidiaries.
Participate to the Compliance Risk assessment, to the monitoring and reporting of compliance risks
Be involved in the investigation process related to incidents and take the appropriate actions to support the company.
Advise and participate in business as well strategic projects.
Help implement new regulatory requirements, specific financial services or new products form compliance analysis through implementation
Help organize and deliver training to keep the DPAM's staff informed of relevant compliance developments in your domain
Your profile
Master's degree in law or economics with focus on Funds Management
Minimum 5 years experience in an asset management company and 3 years as compliance related function.
Experience in relevant topics as funds management, communication and marketing is required.
Excellent communication skills in French or Dutch and English; oral as well as written,
Be able to show diplomacy and be assertive when necessary.
Ability to work independently, take initiative and be an analytical thinker with sound business acumen, objectivity and accountability who is able to work autonomously
The ability to translate complex theoretical principles into pragmatic advice
A team player and relationship builder with a sense of humor.
Experience with databases in general and financial markets tools (Bloomberg, Reuters, etc.) would be an asset
Our offer For more than 150 years, Degroof Petercam has been a reference investment house. Entrepreneurship is our DNA, expertise is our fuel. You will become part of a company with highly skilled, talented and passionate experts that aim for nothing less than excellence. The impact of our work goes beyond profit by looking at business from a broader perspective, challenging those who want to intellectually. As a part of Indosuez Wealth Management and Crédit Agricole, we offer our people ongoing learning and development and mobility on an international scale.
In addition to our fascinating work environment, we also offer:
A broad offer of learning & development programs including a Degroof Petercam Academy for both professional and personal goals.
An attractive and market conform compensation package
Flexible working hours & teleworking
An Employee Social Engagement Program
Access to the same Private Banking Expertise as our clients
#J-18808-Ljbffr