Senior Manager, Employee Compliance & Registration

A financial services company in Southlake, Texas, is seeking an experienced Compliance Professional to enhance the Employee Compliance Program. This role focuses on registration and regulatory requirements, requiring strong knowledge of FINRA rules. Candidates should possess 5-10 years of experience in the financial industry, and excellent communication skills. Responsibilities include monitoring compliance activities and providing guidance to employees on relevant policies and processes. This position offers an impactful opportunity to shape compliance strategies and ensure adherence to regulations. #J-18808-Ljbffr