Capital One National Association
AML Sr. Investigator III
Capital One National Association, Chicago, Illinois, United States, 60290
Title: AML Senior Investigator III/ AML Sr. Supervisor
Level: Principal Associate
Job Description:
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Responsibilities
Operational Management; supervise daily workflow, operational queues, and metrics
Manage, develop, train, and lead a team of investigators and supervisors
Write and deliver performance reviews, including development action plans
Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
Report (verbally and written) potential findings to management in a timely manner
Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 3 years of Anti-Money Laundering (AML) experience within financial services
At least 2 years of people management experience
Preferred Qualifications
Bachelor’s Degree
4+ years of AML experience within financial services industry
3+ years of people management experience
1+ years of process management experience
Certified Anti-Money Laundering Specialist (CAMS) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location.
Richmond, VA: $106,700 - $121,700 for AML Sr. Investigator III
Chicago, IL: $106,700 - $121,700 for AML Sr. Investigator III
McLean, VA: $117,300 - $133,900 for AML Sr. Investigator III
Plano, TX: $106,700 - $121,700 for AML Sr. Investigator III
Wilmington, DE: $106,700 - $121,700 for AML Sr. Investigator III
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901‑4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One’s recruiting process, please send an email to Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee and is not liable for third‑party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr
Level: Principal Associate
Job Description:
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education.
Responsibilities
Operational Management; supervise daily workflow, operational queues, and metrics
Manage, develop, train, and lead a team of investigators and supervisors
Write and deliver performance reviews, including development action plans
Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
Report (verbally and written) potential findings to management in a timely manner
Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 3 years of Anti-Money Laundering (AML) experience within financial services
At least 2 years of people management experience
Preferred Qualifications
Bachelor’s Degree
4+ years of AML experience within financial services industry
3+ years of people management experience
1+ years of process management experience
Certified Anti-Money Laundering Specialist (CAMS) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location.
Richmond, VA: $106,700 - $121,700 for AML Sr. Investigator III
Chicago, IL: $106,700 - $121,700 for AML Sr. Investigator III
McLean, VA: $117,300 - $133,900 for AML Sr. Investigator III
Plano, TX: $106,700 - $121,700 for AML Sr. Investigator III
Wilmington, DE: $106,700 - $121,700 for AML Sr. Investigator III
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901‑4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One’s recruiting process, please send an email to Careers@capitalone.com.
Capital One does not provide, endorse nor guarantee and is not liable for third‑party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr