Capital One
AML Sr. Investigator III
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education. Responsibilities: Operational Management; supervise daily workflow, operational queues, and metrics Manage, develop, train, and lead a team of investigators and supervisors Write and deliver performance reviews, including development action plans Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations Report (verbally and written) potential findings to management in a timely manner Conduct, review, and evaluate findings using AML/KYC/CIP knowledge Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas Basic Qualifications: High School Diploma, GED or equivalent certification At least 3 years of Anti-Money Laundering (AML) experience within financial services At least 2 years of people management experience Preferred Qualifications: Bachelor's Degree 4+ years of AML experience within financial services industry 3+ years of people management experience 1+ years of process management experience Certified Anti-Money Laundering Specialist (CAMS) certification At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The Anti-Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. The AML Investigator III coaches their team and teaches others about AML processes through training and education. Responsibilities: Operational Management; supervise daily workflow, operational queues, and metrics Manage, develop, train, and lead a team of investigators and supervisors Write and deliver performance reviews, including development action plans Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations Report (verbally and written) potential findings to management in a timely manner Conduct, review, and evaluate findings using AML/KYC/CIP knowledge Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations Strong analytical writing and communication skills will be a key component as well as use of excellent Organizational and time management skills Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas Basic Qualifications: High School Diploma, GED or equivalent certification At least 3 years of Anti-Money Laundering (AML) experience within financial services At least 2 years of people management experience Preferred Qualifications: Bachelor's Degree 4+ years of AML experience within financial services industry 3+ years of people management experience 1+ years of process management experience Certified Anti-Money Laundering Specialist (CAMS) certification At this time, Capital One will not sponsor a new applicant for employment authorization for this position.