An established industry player is seeking a strategic compliance professional to join their New York office. This pivotal role involves advising clients in investment management on SEC and NFA compliance, ensuring adherence to complex regulations. The position offers a collaborative environment and the chance to make a significant impact as part of a high-performing team. With a hybrid work schedule, you will engage in critical compliance projects, develop client policies, and lead regulatory filings, all while contributing to the firm's reputation for excellence. If you are passionate about compliance and looking to advance your career in a dynamic setting, this opportunity is perfect for you.
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