Hybrid VP, Advisor Channel Compliance Leader

A prominent financial services firm is seeking a VP for Osaic Advisors Channel Compliance. This individual will oversee the investment adviser compliance program, collaborating with management teams to design policies and ensuring adherence to regulations. Candidates should have a robust compliance background and demonstrated leadership skills, with a focus on ethical practices and risk management. The role demands effective communication and strategic thinking to drive compliance initiatives within the firm. #J-18808-Ljbffr