Senior Trade Review Officer, Brokerage Compliance

A financial services provider in Toledo, Ohio, is seeking a Compliance Review Specialist responsible for conducting trade reviews while ensuring adherence to regulatory policies. Candidates should possess at least three years' experience in the securities industry and relevant licenses including Series 7 and Series 24. Proficiency in Word, Excel, and Outlook is essential. This role requires strong communication skills and the ability to evaluate various financial products and services. #J-18808-Ljbffr