Raymond James Financial, Inc.
Strategic Compliance Lead, Fixed Income
Raymond James Financial, Inc., New York, New York, us, 10261
A prominent financial services firm in New York seeks an experienced compliance expert to provide guidance to the Fixed Income Sales & Trading teams. This role involves managing compliance processes, researching regulations, and enhancing operational efficiencies. The ideal candidate has a Bachelor's degree and a minimum of eight years of relevant experience in compliance or the financial services industry. Strong communication skills and a solid understanding of securities industry regulations are essential.
#J-18808-Ljbffr