FINRA/SEC Compliance Supervisor, Financial Markets

A leading securities firm in Los Angeles is seeking a Supervisory Officer to provide operational support, ensure compliance, and manage supervisory alerts. Candidates should hold Series 7 and 24 licenses and possess a Bachelor's degree. They should also be knowledgeable about SEC and FINRA regulations, along with strong analytical and communication skills. This position offers a competitive salary range of $89,000 to $118,000 and various employee benefits, including comprehensive medical coverage and a 401(k) plan. #J-18808-Ljbffr