Capital One
Principal Risk Specialist | Retail Bank
Capital One, Richmond, Virginia, United States, 23214
Overview
Principal Risk Specialist | Retail Bank We're looking for a strategic, forward thinking Principal Risk Specialist for our Retail Risk Office Control Testing Program, supporting Retail Bank and Premium Products + Shopping business divisions. In this role, you will use your strong communication, analytical and problem solving skills to help deliver on our first line controls testing program. You'll need a well developed risk and control mindset, strong judgment, and the ability to influence priorities across the Lines of Defense teams to execute on a strong testing program while helping to effectively manage capacity. Responsibilities
Collaborate with business Process Owners and Risk Advisors to assess control activities and recommend control enhancements as needed. Review and analyze complex business and certain technology processes to assess the current risk and control environment for potential control updates. Engage and advise our business and risk partners on how to design effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements. Identify and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates. Explore and collaborate with business and risk office partners in root cause analysis for ineffective control results. Contribute to reporting necessary to inform the Accountable Executives and other key stakeholders on the status of control suite effectiveness and issue remediation. Perform quality reviews and assessments on control testing results. Validate the effectiveness of remediation efforts for issues generated from Audits, Regulatory Exams, and various other assessments. Engage with our Risk Office and business partners on how to design and document effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements. Advise and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates. Possess solid verbal and written communication skills to communicate effectively and present to a range of Risk Office, business and functional stakeholder groups. Apply sound inquiry and analysis to make recommendations and decisions. Be intellectually curious to question the obvious, explore options, and develop alternatives. Basic Qualifications
At least 2 years of experience in Control Testing or Risk Management At least 2 years of Financial Services, Audit, or Risk Management experience At least 2 years of experience supporting, partnering and interacting with internal business clients Preferred Qualifications
3+ years of experience in Project or Process Management 3+ year of experience in Controls Testing or Risk Management 1+ year of experience in Change Management 3+ years of experience supporting, partnering and interacting with internal business clients At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The salary information listed below is provided for candidates hired to perform work within the specified locations. Salaries for part-time roles will be prorated based upon hours. McLean, VA: $120,800 - $137,900 for Principal Risk Specialist Richmond, VA: $109,900 - $125,400 for Principal Risk Specialist Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the candidate's offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and used only to the extent required to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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Principal Risk Specialist | Retail Bank We're looking for a strategic, forward thinking Principal Risk Specialist for our Retail Risk Office Control Testing Program, supporting Retail Bank and Premium Products + Shopping business divisions. In this role, you will use your strong communication, analytical and problem solving skills to help deliver on our first line controls testing program. You'll need a well developed risk and control mindset, strong judgment, and the ability to influence priorities across the Lines of Defense teams to execute on a strong testing program while helping to effectively manage capacity. Responsibilities
Collaborate with business Process Owners and Risk Advisors to assess control activities and recommend control enhancements as needed. Review and analyze complex business and certain technology processes to assess the current risk and control environment for potential control updates. Engage and advise our business and risk partners on how to design effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements. Identify and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates. Explore and collaborate with business and risk office partners in root cause analysis for ineffective control results. Contribute to reporting necessary to inform the Accountable Executives and other key stakeholders on the status of control suite effectiveness and issue remediation. Perform quality reviews and assessments on control testing results. Validate the effectiveness of remediation efforts for issues generated from Audits, Regulatory Exams, and various other assessments. Engage with our Risk Office and business partners on how to design and document effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements. Advise and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates. Possess solid verbal and written communication skills to communicate effectively and present to a range of Risk Office, business and functional stakeholder groups. Apply sound inquiry and analysis to make recommendations and decisions. Be intellectually curious to question the obvious, explore options, and develop alternatives. Basic Qualifications
At least 2 years of experience in Control Testing or Risk Management At least 2 years of Financial Services, Audit, or Risk Management experience At least 2 years of experience supporting, partnering and interacting with internal business clients Preferred Qualifications
3+ years of experience in Project or Process Management 3+ year of experience in Controls Testing or Risk Management 1+ year of experience in Change Management 3+ years of experience supporting, partnering and interacting with internal business clients At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The salary information listed below is provided for candidates hired to perform work within the specified locations. Salaries for part-time roles will be prorated based upon hours. McLean, VA: $120,800 - $137,900 for Principal Risk Specialist Richmond, VA: $109,900 - $125,400 for Principal Risk Specialist Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected in the candidate's offer letter. This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries. If you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and used only to the extent required to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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