Capital One
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One, Plano, Texas, us, 75086
Overview
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations. The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes. Responsibilities
Reviewing, decisioning complex sanctions alerts Accurately documenting alert decisioning and delivering high quality results Assisting in relevant regulatory reporting Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns Participating in targeted validations on controls over applicable regulations and sanctions compliance testing Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations Assisting in capturing, maintaining, and analyzing sanctions compliance data Participating in projects through providing support to more senior advisors Participating in reporting activities in a support role Qualifications
Basic Qualifications: High School Diploma, GED or equivalent certification At least 1 year of fraud experience, or Anti-Money Laundering (AML) experience, or investigative experience, or compliance experience At least 1 year of experience with Microsoft Office or Google Suite Preferred Qualifications: 3 years fraud experience, or investigative experience, or compliance experience Bachelor's degree in Criminal Justice, or Fraud Prevention or Homeland Security 3 years of experience in an Anti-Money Laundering capacity 3 years of experience in the Financial Services industry Location, Work Arrangements and Compliance
Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from Capital One hubs listed below: Wilmington, DE Richmond, VA Plano, TX Chicago, IL McLean, VA Riverwoods, IL Work From Home Technology Requirements: A secure home office environment free from background noise and distractions; a reliable private internet connection (not cellular data); hard-wired connectivity preferred; private network with password protection; sustained latency under 250 ms in voice calls. Work From Home Living Requirements: Candidates must live within approximately 50 miles driving distance of one of the hub locations listed above and be comfortable coming in person with no less than 24 hours notice. Additional policies: At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries are listed by location. Salaries for part-time roles will be prorated. This role may be eligible for performance-based incentive compensation, including cash bonuses and/or long-term incentives. Capital One offers a comprehensive benefits package. Eligibility varies by status and role. The information in this posting is subject to change without notice. Capital One is an equal opportunity employer and promotes a drug-free workplace. Capital One will consider qualified applicants with criminal history in a manner consistent with applicable laws. For accommodation requests during the application process, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com.
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Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations. The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes. Responsibilities
Reviewing, decisioning complex sanctions alerts Accurately documenting alert decisioning and delivering high quality results Assisting in relevant regulatory reporting Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns Participating in targeted validations on controls over applicable regulations and sanctions compliance testing Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations Assisting in capturing, maintaining, and analyzing sanctions compliance data Participating in projects through providing support to more senior advisors Participating in reporting activities in a support role Qualifications
Basic Qualifications: High School Diploma, GED or equivalent certification At least 1 year of fraud experience, or Anti-Money Laundering (AML) experience, or investigative experience, or compliance experience At least 1 year of experience with Microsoft Office or Google Suite Preferred Qualifications: 3 years fraud experience, or investigative experience, or compliance experience Bachelor's degree in Criminal Justice, or Fraud Prevention or Homeland Security 3 years of experience in an Anti-Money Laundering capacity 3 years of experience in the Financial Services industry Location, Work Arrangements and Compliance
Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from Capital One hubs listed below: Wilmington, DE Richmond, VA Plano, TX Chicago, IL McLean, VA Riverwoods, IL Work From Home Technology Requirements: A secure home office environment free from background noise and distractions; a reliable private internet connection (not cellular data); hard-wired connectivity preferred; private network with password protection; sustained latency under 250 ms in voice calls. Work From Home Living Requirements: Candidates must live within approximately 50 miles driving distance of one of the hub locations listed above and be comfortable coming in person with no less than 24 hours notice. Additional policies: At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries are listed by location. Salaries for part-time roles will be prorated. This role may be eligible for performance-based incentive compensation, including cash bonuses and/or long-term incentives. Capital One offers a comprehensive benefits package. Eligibility varies by status and role. The information in this posting is subject to change without notice. Capital One is an equal opportunity employer and promotes a drug-free workplace. Capital One will consider qualified applicants with criminal history in a manner consistent with applicable laws. For accommodation requests during the application process, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. For technical support or questions about Capital One's recruiting process, please email Careers@capitalone.com.
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