Senior Compliance Registration Lead for Broker-Dealer

A global investment and advisory firm in New York is seeking a Compliance Associate – Vice President to support regulatory filings and compliance processes. The ideal candidate has 3-5 years of experience in financial services, a BA or BS degree, and strong communication and organization skills. This position requires working closely with various teams and ensuring adherence to regulatory requirements. The annual salary range is $110,000 to $135,000. #J-18808-Ljbffr