Senior Capital Markets Compliance Surveillance Lead

A leading investment bank in New York is seeking a Senior Capital Markets Surveillance Analyst. This role involves performing surveillance reviews, auditing transactions, and ensuring compliance with regulations. Candidates must have a bachelor’s degree and at least 5 years of industry experience. Familiarity with Microsoft Office and FINRA registrations is preferred. Competitive compensation includes a salary range of $85,000 to $100,000, with potential for bonuses. #J-18808-Ljbffr