Senior Fixed Income Surveillance & Compliance Manager

A financial services corporation located in Memphis is seeking an experienced professional for a supervisory role in compliance and regulatory functions. The role requires a Bachelor's degree and substantial experience with FINRA and SEC guidelines. Responsibilities include monitoring trading compliance, preparing supervisory reports, and maintaining relationships with key departments. An understanding of securities trading and effective decision-making skills are essential. Travel may be required up to 20%. #J-18808-Ljbffr