Director of Compliance & Regulatory Strategy

A prominent investment firm in Charlotte, NC, seeks a Director – Compliance to lead and enhance their compliance program. This senior role involves advising leadership on compliance strategy and regulatory risks, managing audits, and ensuring adherence to laws such as the Advisers Act. Candidates should possess over 10 years of advanced compliance experience in financial services and have a thorough understanding of regulatory communications and compliance monitoring systems. Strong interpersonal skills and proactive problem-solving are essential for this role.
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