Bank of America
AML Refresh Ops - Ops Sr Analyst MKTS
Bank of America, Jacksonville, Florida, United States, 32290
AML Refresh Ops - Ops Sr Analyst MKTS
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Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
Job Description This role provides moderately complex research, reporting, and analytical support for the delivery of end‑to‑end support for Global Markets sales, trading and underwriting business. Responsibilities include performing research, conducting analyses, enhancing processes, and supporting client AML/KYC due diligence and regulatory reporting.
Responsibilities
Maintain accuracy of client portfolio using internal and external comparison tools
Perform research and conduct moderately complex analyses, including exception handling of transactions that require special handling
Explore methods to enhance processes, reduce risks, and boost client experience
Partner with trade and sales support teams and external agents
Create reports and liaise with internal partners to ensure proper client reporting and assist with regulatory reporting
Escalate potential risks and exposures to manager in a timely manner
Assist with ad‑hoc projects, new processes or initiatives requiring coordination among subject‑matter experts
Conduct client due diligence (CDD) and enhanced due diligence (ECDD) per internal policies and regulatory guidelines
Review refresh requirements for assigned jurisdiction in line with related Client Identification Profile (CIP)/CDD procedures
Validate correct documentation with sales/client outreach teams to fulfill refresh requirements
Perform client refresh by reviewing documentation, vendor databases, and proprietary systems
Ensure all jurisdictional regulatory requirements related to KYC are adhered to
Support business with KYC‑related queries and requests
Participate in remediation and internal/external audits (where applicable)
Required Qualifications
Two or more years of financial services experience
Excellent verbal and written communication skills
Documented experience performing in a process‑oriented production environment that changes periodically
Familiar with MS Office Suite (Excel, Word, Outlook, Access)
Ability to work in a team environment
Organize work, prioritize tasks, and handle multiple assignments simultaneously
Successfully meet tight deadlines while ensuring data accuracy and integrity
Work and execute with minimal supervision or remote management
Desired Qualifications
Anti‑Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience
Skills
Data Collection and Entry
Recording/Organizing Information
Attention to Detail
Critical Thinking
Research
Fraud Management
Risk Management
Interpret Relevant Laws, Rules, and Regulations
Quality Assurance
Problem Solving
Adaptability
Customer and Client Focus
Prioritization
Result Orientation
Written Communications
Shift:
1st shift (United States of America)
Hours Per Week:
40
Job Details Seniority Level:
Mid‑Senior level Employment Type:
Full‑time Job Function:
Management and Manufacturing Industries:
Banking
#J-18808-Ljbffr
–
Bank of America
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
Job Description This role provides moderately complex research, reporting, and analytical support for the delivery of end‑to‑end support for Global Markets sales, trading and underwriting business. Responsibilities include performing research, conducting analyses, enhancing processes, and supporting client AML/KYC due diligence and regulatory reporting.
Responsibilities
Maintain accuracy of client portfolio using internal and external comparison tools
Perform research and conduct moderately complex analyses, including exception handling of transactions that require special handling
Explore methods to enhance processes, reduce risks, and boost client experience
Partner with trade and sales support teams and external agents
Create reports and liaise with internal partners to ensure proper client reporting and assist with regulatory reporting
Escalate potential risks and exposures to manager in a timely manner
Assist with ad‑hoc projects, new processes or initiatives requiring coordination among subject‑matter experts
Conduct client due diligence (CDD) and enhanced due diligence (ECDD) per internal policies and regulatory guidelines
Review refresh requirements for assigned jurisdiction in line with related Client Identification Profile (CIP)/CDD procedures
Validate correct documentation with sales/client outreach teams to fulfill refresh requirements
Perform client refresh by reviewing documentation, vendor databases, and proprietary systems
Ensure all jurisdictional regulatory requirements related to KYC are adhered to
Support business with KYC‑related queries and requests
Participate in remediation and internal/external audits (where applicable)
Required Qualifications
Two or more years of financial services experience
Excellent verbal and written communication skills
Documented experience performing in a process‑oriented production environment that changes periodically
Familiar with MS Office Suite (Excel, Word, Outlook, Access)
Ability to work in a team environment
Organize work, prioritize tasks, and handle multiple assignments simultaneously
Successfully meet tight deadlines while ensuring data accuracy and integrity
Work and execute with minimal supervision or remote management
Desired Qualifications
Anti‑Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience
Skills
Data Collection and Entry
Recording/Organizing Information
Attention to Detail
Critical Thinking
Research
Fraud Management
Risk Management
Interpret Relevant Laws, Rules, and Regulations
Quality Assurance
Problem Solving
Adaptability
Customer and Client Focus
Prioritization
Result Orientation
Written Communications
Shift:
1st shift (United States of America)
Hours Per Week:
40
Job Details Seniority Level:
Mid‑Senior level Employment Type:
Full‑time Job Function:
Management and Manufacturing Industries:
Banking
#J-18808-Ljbffr