Senior Broker-Dealer Compliance Analyst — Hybrid NYC

A leading compliance services provider in New York is seeking a Senior Compliance Analyst to oversee broker-dealer registration and licensing. The role involves managing regulatory filings and onboarding processes while ensuring compliance with FINRA, SEC, and state regulations. Candidates should possess 3-5 years of experience, a relevant Bachelor's degree, and familiarity with compliance tools like FINRA Gateway. This hybrid position offers competitive compensation ranging from $95,000 to $125,000 per year, plus bonuses. #J-18808-Ljbffr