Capital One
Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Capital One, Richmond, Virginia, United States, 23214
Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)
Join to apply for the Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD) role at Capital One.
The Anti-Money Laundering (AML) Sr. Investigator II supervises AML processes, which may include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Responsibilities
Operational Management & Training: Supervise daily workflow and operational metrics of the AML Operations team; daily supervision of a small central unit of Investigators; assist with training in Regulatory Operations and in the business areas
Policy & Procedure Impact: Contribute to internal AML Operations projects related to modification of policies/procedures; assess new business acquisitions to determine what work should flow into AML Operations units
Quality Assurance: Perform quality assurance on Enhanced Due Diligence (EDD) reviews or Account Closing reviews
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of Anti-Money Laundering (AML) experience within the financial services industry
Preferred Qualifications
4+ years of Anti-Money Laundering (AML) experience within the financial services industry
2+ years of people management experience
Certified Anti-Money Laundering Specialist (CAMS) certification, Certified Protection Professional (CPP) certification or Certified Fraud Examiner (CFE) certification
This role is not sponsoring new applicants for employment authorization.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are subject to location and may be reflected in the offer letter.
Chicago, IL: $87,700 - $100,100
McLean, VA: $96,500 - $110,100
Plano, TX: $87,700 - $100,100
Richmond, VA: $87,700 - $100,100
Wilmington, DE: $87,700 - $100,100
This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI).
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet).
If you require accommodation during the application process, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com.
All information provided will be kept confidential and used only to provide needed reasonable accommodations.
Capital One does not provide, endorse nor guarantee third-party products or services accessed through this site.
Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, in the United Kingdom for Capital One Europe, and in the Philippines for Capital One Philippines Service Corp. (COPSSC).
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The Anti-Money Laundering (AML) Sr. Investigator II supervises AML processes, which may include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.
Responsibilities
Operational Management & Training: Supervise daily workflow and operational metrics of the AML Operations team; daily supervision of a small central unit of Investigators; assist with training in Regulatory Operations and in the business areas
Policy & Procedure Impact: Contribute to internal AML Operations projects related to modification of policies/procedures; assess new business acquisitions to determine what work should flow into AML Operations units
Quality Assurance: Perform quality assurance on Enhanced Due Diligence (EDD) reviews or Account Closing reviews
Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis
Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas
Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of Anti-Money Laundering (AML) experience within the financial services industry
Preferred Qualifications
4+ years of Anti-Money Laundering (AML) experience within the financial services industry
2+ years of people management experience
Certified Anti-Money Laundering Specialist (CAMS) certification, Certified Protection Professional (CPP) certification or Certified Fraud Examiner (CFE) certification
This role is not sponsoring new applicants for employment authorization.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries are subject to location and may be reflected in the offer letter.
Chicago, IL: $87,700 - $100,100
McLean, VA: $96,500 - $110,100
Plano, TX: $87,700 - $100,100
Richmond, VA: $87,700 - $100,100
Wilmington, DE: $87,700 - $100,100
This role is also eligible to earn performance-based incentive compensation, which may include cash bonuses and/or long-term incentives (LTI).
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet).
If you require accommodation during the application process, please contact Capital One Recruiting at 1-800-304-9102 or RecruitingAccommodation@capitalone.com.
All information provided will be kept confidential and used only to provide needed reasonable accommodations.
Capital One does not provide, endorse nor guarantee third-party products or services accessed through this site.
Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, in the United Kingdom for Capital One Europe, and in the Philippines for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr