PowerToFly
Independence & Conflicts Network (ICN) -Analyst, Personal Independence Complianc
PowerToFly, Hartford, Connecticut, United States
Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you enjoy working with customers to answer their questions? We are seeking an Independence Compliance Analyst who will be responsible for maintaining the entity data in the financial relationship system and assisting professionals with adding new entities to the system. The ideal candidate will be a problem solver, have good working knowledge of various financial instruments/markets, has a background or interest in compliance and will strive to provide exceptional quality and superior customer service.
Work You'll Do
Gain a robust knowledge of Deloitte Policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine permissibility of financial relationships
Assist with the resolution of issues that arise with the processes, system, or internal customers
Search websites for information about corporate entities and types of products they offer
Research new financial products and clearly articulate their characteristics to management to determine how to monitor these products in the system
Develop a comprehensive understanding of and ability to execute internal processes and procedures for the department
The successful candidate will possess
Excellent verbal and written business communication skills, prior exposure to international business correspondence a plus
Data analysis skills and attention to detail
Self‑directed, adaptable to changes in the work environment/rules/directions
Occasional overtime may be required during peak periods
Demonstrated initiative and good judgement
Ability to effectively work both independently, and as part of a team, in a dynamic work environment
Should have an interest in developing knowledge of financial products and independence policies
The team At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Risk & Brand Protection (R&BP) At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network The Independence & Conflicts Network (ICN) team performs a critical consultative, quality‑assurance and risk‑management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts‑of‑interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and corporate entities and will work with other departments within the Independence, Ethics, & Compliance organization, end users (Deloitte professionals with independence requirements) and other Deloitte network organization firms.
Qualifications Required:
BA/BS degree
1-2 Years of experience of relevant work experience in a large corporate or professional services firm
Proficiency with Microsoft Excel, PowerPoint, and Word
Willing to work in person in our Stamford, CT office as required (presently two days each week but may be subject to change)
Limited immigration sponsorship may be available
Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
Preferred:
Strong understanding of securities and various financial relationships (stocks, bonds, mutual funds, ETFs, etc.)
For individuals assigned and/or hired to work in California, Colorado, Hawaii, Illinois, New Jersey, Maryland, Minnesota, Nevada, New York state, Washington State, and Washington, DC, Deloitte is required by law to include a reasonable estimate of the compensation range for this role. This compensation range is specific to {insert location} and takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $63,900 to $106,500.
Information for applicants with a need for accommodation https://www2.deloitte.com/us/en/pages/careers/articles/join-deloitte-assistance-for-disabled-applicants.html
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Work You'll Do
Gain a robust knowledge of Deloitte Policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine permissibility of financial relationships
Assist with the resolution of issues that arise with the processes, system, or internal customers
Search websites for information about corporate entities and types of products they offer
Research new financial products and clearly articulate their characteristics to management to determine how to monitor these products in the system
Develop a comprehensive understanding of and ability to execute internal processes and procedures for the department
The successful candidate will possess
Excellent verbal and written business communication skills, prior exposure to international business correspondence a plus
Data analysis skills and attention to detail
Self‑directed, adaptable to changes in the work environment/rules/directions
Occasional overtime may be required during peak periods
Demonstrated initiative and good judgement
Ability to effectively work both independently, and as part of a team, in a dynamic work environment
Should have an interest in developing knowledge of financial products and independence policies
The team At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Risk & Brand Protection (R&BP) At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network The Independence & Conflicts Network (ICN) team performs a critical consultative, quality‑assurance and risk‑management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts‑of‑interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and corporate entities and will work with other departments within the Independence, Ethics, & Compliance organization, end users (Deloitte professionals with independence requirements) and other Deloitte network organization firms.
Qualifications Required:
BA/BS degree
1-2 Years of experience of relevant work experience in a large corporate or professional services firm
Proficiency with Microsoft Excel, PowerPoint, and Word
Willing to work in person in our Stamford, CT office as required (presently two days each week but may be subject to change)
Limited immigration sponsorship may be available
Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
Preferred:
Strong understanding of securities and various financial relationships (stocks, bonds, mutual funds, ETFs, etc.)
For individuals assigned and/or hired to work in California, Colorado, Hawaii, Illinois, New Jersey, Maryland, Minnesota, Nevada, New York state, Washington State, and Washington, DC, Deloitte is required by law to include a reasonable estimate of the compensation range for this role. This compensation range is specific to {insert location} and takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $63,900 to $106,500.
Information for applicants with a need for accommodation https://www2.deloitte.com/us/en/pages/careers/articles/join-deloitte-assistance-for-disabled-applicants.html
#J-18808-Ljbffr