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Financial Industry Regulatory Authority, Inc.

Senior Regulatory Exams Director

Financial Industry Regulatory Authority, Inc., San Francisco

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A financial regulatory authority seeks an experienced professional to assist with the scheduling and staffing of exams. Candidates should hold a Bachelor's Degree in a relevant field, with significant securities and compliance experience. Expertise in project management, cost-effective resource optimization, and strong regulatory knowledge are essential for this role. The position emphasizes building effective relationships and managing risks efficiently. This opportunity is located in San Francisco, California.
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