Broker-Dealer Risk & Compliance Specialist (Series 7/99)

A financial services company based in Richmond, Virginia, is looking for a Compliance Associate to facilitate various onboarding processes and manage regulatory compliance tasks. Candidates should possess at least 2 years of broker dealer registration experience and 3+ years in compliance. A High School Diploma is required, although a Bachelor's degree or military experience is preferred. The role demands excellent organizational and communication skills, which are essential for success in a fast-paced environment. The company offers a competitive benefits package. #J-18808-Ljbffr