Trade Operations Analyst - Jacksonville
Apex Systems, Jacksonville, Florida, United States, 32290
Overview
Position:
Trade Operations Analyst Location:
Hybrid On-Site Jacksonville, FL Shift:
7 AM - 4 PM Duration:
6+ Month Contract Type:
W2 contract, paid hourly Pay Rate Range:
$35-38/hr Responsibilities
This position will involve various tasks that are used to mitigate firm and client risk across multiple entities and platforms. Primary responsibility is the processing of Buy In notices & executions for trade resolution related to 161, 671, Financing and Clearing, BofAS Prime Brokerage and Stock Loan. There will be daily interaction via email and phone calls with contra brokers, trade support teams, trading desks, branch offices, Financing and Clearing, BofAS Prime Brokerage clients, and other internal Operation areas. Daily processing tasks include mitigation of firm risk/exposure by ensuring proper Buy In notices are sent out to contra brokers via DTC SmartTracks application, sending and receiving manual notifications via email as well as sending manual Buy In notifications to internal clients/traders who are short on stock record. Associate will be responsible for learning and adhering to FINRA, SEC and other Regulatory Buy In rules. Associate will be required to multi task in a high volume, fast paced environment all while meeting regulatory deadlines. Qualifications / Desired Skills
Ability to escalate appropriately and obtain problem solving skills Solid oral & written communication skills Ability to multitask in a high volume/fast paced environment Ability to learn and understand different Buy In functions relating to 161, 671, Financing and Clearing, BofAS Prime Brokerage and Stock Loan Ability to learn and understand FINRA, SEC and other Regulatory Buy In Rules Apex Benefits Overview
Apex offers a range of supplemental benefits, including medical, dental, vision, life, disability, and other insurance plans. Additional programs include ESPP and a retirement plan, a Health Savings Account (HSA), an Employee Assistance Program (EAP) with counseling, a corporate discount program, and professional development resources. A full list of benefits, programs and resources is available in the Welcome Packet provided by Apex. Equality & Inclusion
EEO Employer. Apex Systems is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, marital status, disability, veteran status, political affiliation, union membership, or any other characteristic protected by law. Apex will consider qualified applicants with criminal histories in a manner consistent with applicable law. For accommodations in applying, contact our Employee Services Department.
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Position:
Trade Operations Analyst Location:
Hybrid On-Site Jacksonville, FL Shift:
7 AM - 4 PM Duration:
6+ Month Contract Type:
W2 contract, paid hourly Pay Rate Range:
$35-38/hr Responsibilities
This position will involve various tasks that are used to mitigate firm and client risk across multiple entities and platforms. Primary responsibility is the processing of Buy In notices & executions for trade resolution related to 161, 671, Financing and Clearing, BofAS Prime Brokerage and Stock Loan. There will be daily interaction via email and phone calls with contra brokers, trade support teams, trading desks, branch offices, Financing and Clearing, BofAS Prime Brokerage clients, and other internal Operation areas. Daily processing tasks include mitigation of firm risk/exposure by ensuring proper Buy In notices are sent out to contra brokers via DTC SmartTracks application, sending and receiving manual notifications via email as well as sending manual Buy In notifications to internal clients/traders who are short on stock record. Associate will be responsible for learning and adhering to FINRA, SEC and other Regulatory Buy In rules. Associate will be required to multi task in a high volume, fast paced environment all while meeting regulatory deadlines. Qualifications / Desired Skills
Ability to escalate appropriately and obtain problem solving skills Solid oral & written communication skills Ability to multitask in a high volume/fast paced environment Ability to learn and understand different Buy In functions relating to 161, 671, Financing and Clearing, BofAS Prime Brokerage and Stock Loan Ability to learn and understand FINRA, SEC and other Regulatory Buy In Rules Apex Benefits Overview
Apex offers a range of supplemental benefits, including medical, dental, vision, life, disability, and other insurance plans. Additional programs include ESPP and a retirement plan, a Health Savings Account (HSA), an Employee Assistance Program (EAP) with counseling, a corporate discount program, and professional development resources. A full list of benefits, programs and resources is available in the Welcome Packet provided by Apex. Equality & Inclusion
EEO Employer. Apex Systems is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, marital status, disability, veteran status, political affiliation, union membership, or any other characteristic protected by law. Apex will consider qualified applicants with criminal histories in a manner consistent with applicable law. For accommodations in applying, contact our Employee Services Department.
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