Compliance Opportunity in Financial Services
Anti-Money Laundering QC Analyst
Location(s): Atlanta, La Vista, Oakdale, Scottsdale, St. Petersburg. Osaic is not considering remote candidates. Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.
Role Type Full-time
Salary $65K - $70K
Benefits Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and more.
Summary Osaic is currently seeking an AML QC Analyst who will be responsible for ensuring compliance with regulatory requirements and internal policies related to anti-money laundering and financial crime prevention. While reporting to the QC Supervisor, this role focuses on performing quality control reviews of AML processes, monitoring alerts, and validating case investigations to maintain accuracy and adherence to standards. The analyst will collaborate with compliance teams, operations, and risk management to mitigate potential financial crime risks and support a strong compliance culture.
Education Requirements Bachelor’s degree preferred. High school diploma or equivalent in combination with significant experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.
Responsibilities
Conduct quality control reviews of AML alerts, cases, and investigations to ensure compliance with regulatory standards.
Validate documentation and evidence supporting AML decisions and escape discrepancies as needed.
Monitor adherence to internal policies and procedures related to AML and suspicious activity reporting.
Collaborate with AML investigators, compliance officers, and risk teams to resolve quality issues.
Assist in developing and refining QC processes to improve efficiency and accuracy.
Prepare reports and metrics on QC findings for management review.
Stay current on AML regulations, industry best practices, and emerging risks.
Basic Requirements
2+ years of experience in AML, compliance, or financial crime investigations.
Strong understanding of AML regulations (Bank Secrecy Act, USA PATRIOT Act, etc.).
Excellent attention to detail and analytical skills.
Proficiency in Microsoft Office Suite and AML monitoring systems.
Strong written and verbal communication skills.
Preferred Requirements
Experience in quality control or audit within AML or compliance functions.
CAMS or similar certification.
Familiarity with broker-dealer or financial services industry.
Ability to manage multiple priorities in a fast-paced environment.
Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities or the perception of a disability, genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.
Eligibility Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Osaic.
Unqualified Applications Osaic does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting.
Recruiting Agencies Osaic only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions. Fees will not be paid for unsolicited submissions.
#J-18808-Ljbffr
Location(s): Atlanta, La Vista, Oakdale, Scottsdale, St. Petersburg. Osaic is not considering remote candidates. Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.
Role Type Full-time
Salary $65K - $70K
Benefits Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and more.
Summary Osaic is currently seeking an AML QC Analyst who will be responsible for ensuring compliance with regulatory requirements and internal policies related to anti-money laundering and financial crime prevention. While reporting to the QC Supervisor, this role focuses on performing quality control reviews of AML processes, monitoring alerts, and validating case investigations to maintain accuracy and adherence to standards. The analyst will collaborate with compliance teams, operations, and risk management to mitigate potential financial crime risks and support a strong compliance culture.
Education Requirements Bachelor’s degree preferred. High school diploma or equivalent in combination with significant experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.
Responsibilities
Conduct quality control reviews of AML alerts, cases, and investigations to ensure compliance with regulatory standards.
Validate documentation and evidence supporting AML decisions and escape discrepancies as needed.
Monitor adherence to internal policies and procedures related to AML and suspicious activity reporting.
Collaborate with AML investigators, compliance officers, and risk teams to resolve quality issues.
Assist in developing and refining QC processes to improve efficiency and accuracy.
Prepare reports and metrics on QC findings for management review.
Stay current on AML regulations, industry best practices, and emerging risks.
Basic Requirements
2+ years of experience in AML, compliance, or financial crime investigations.
Strong understanding of AML regulations (Bank Secrecy Act, USA PATRIOT Act, etc.).
Excellent attention to detail and analytical skills.
Proficiency in Microsoft Office Suite and AML monitoring systems.
Strong written and verbal communication skills.
Preferred Requirements
Experience in quality control or audit within AML or compliance functions.
CAMS or similar certification.
Familiarity with broker-dealer or financial services industry.
Ability to manage multiple priorities in a fast-paced environment.
Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities or the perception of a disability, genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.
Eligibility Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Osaic.
Unqualified Applications Osaic does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting.
Recruiting Agencies Osaic only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions. Fees will not be paid for unsolicited submissions.
#J-18808-Ljbffr