Trade Lifecycle Lead — Regulatory Compliance & Operations

A prominent financial institution is seeking a Senior Associate, Trade Lifecycle Manager II, responsible for overseeing critical compliance operations within Broker-Dealer services. The role involves preparing regulatory reports, maintaining supervisory procedures, and collaborating with multiple business lines to ensure adherence to legal standards. Candidates should possess a Bachelor’s degree and 2+ years of experience in the securities industry, showcasing strong communication and analytical skills. This position is crucial for driving operational efficiency and supporting the firm's compliance culture. #J-18808-Ljbffr