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Advertising Compliance Manager - Hybrid

Transamerica Corporation, Denver, Colorado, United States, 80285

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We’re empowered by a vast agent network covering North America, with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good — for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms.Transamerica is organized into three distinct businesses. These include 1) World Financial Group, including Transamerica Financial Advisors, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs.* Establish and maintain departmental policies and procedures.* Review complex marketing material ensuring adherence to firm policy and regulatory standards.* Manage a team of compliance analysts, providing ongoing training and support.* Conduct ongoing oversight of team reviews, providing feedback and performance management as necessary.* Foster strong vendor relationships with advertising related vendors supporting firm tools.* Develop and provide training to WFG and TFA Financial Professionals.* Provide mentorship and assist in analyzing the impact of regulatory changes related to Advertising Compliance.* Handle matters of escalation, supporting and developing team members in the process.* Support and drive the continuous improvement of team performance by tracking KPIs, recommending enhancements to core processes, and helping implement tools or solutions that improve workflow efficiency.* Bachelor’s degree* A minimum of 5 years relevant experience, specifically with 2 years of experience in both the securities industry and Advertising Compliance* 1 year of managerial experience* FINRA Series 7/24 or obtained within 6 months of employment* Excellent written and verbal communication skills* Advanced analytical skills, interpretive, organizational and negotiation skills* The Salary for this position generally ranges between $100,000 - $110,000 annually. ***Please note that the salary range is a good faith estimate for this position and actual starting pay is determined by several factors including***qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the stated amounts, as permitted by applicable law.* Additionally, this position is typically eligible for an Annual Bonus based on the Company Bonus Plan/Individual Performance and is at the Company’s discretion.* Pension Plan* 401k Match* Employee Stock Purchase Plan* Tuition Reimbursement* Disability Insurance* Medical Insurance* Dental Insurance* Vision Insurance* Employee Discounts* Career Training & Development Opportunities #J-18808-Ljbffr