Senior Trade Review & Compliance Lead

A financial services company in Urbandale, IA is seeking a Trade Review Principal Lead. This position involves supervising registered representatives and ensuring compliance with trading regulations. Candidates must have a Bachelor's degree, over three years of financial services experience, and relevant FINRA certifications. The role offers a chance to influence operational procedures and provide training on compliance. Competitive benefits and a dynamic work environment are included. #J-18808-Ljbffr