Marketing & Communications Risk AVP — Regulatory Review Lead

A leading global financial services firm is seeking an Assistant Vice President for their Wealth Management Risk division in Purchase, NY. This role involves monitoring compliance of marketing communications and providing regulatory guidance. Candidates should have knowledge of SEC and FINRA regulations, possess strong analytical and communication skills, and hold relevant FINRA licenses. The base salary for this position ranges from $85,000 to $140,000 annually, determined based on individual qualifications. #J-18808-Ljbffr