Regulatory Analyst and Investigator, Life & Annuities
Insurance Administrative Solutions, L.l.c., Dallas, Texas, United States, 75215
Regulatory Analyst and Investigator, Life & Annuities page is loaded## Regulatory Analyst and Investigator, Life & Annuitieslocations:
Dallas, TXtime type:
Full timeposted on:
Posted 3 Days Agojob requisition id:
JR3610**Position Summary**We are seeking a detail-oriented and proactive Regulatory Analyst and Investigator to support Integrity Life & Annuities. This role is responsible for analyzing and investigating consumer complaints, inquiries, and regulatory actions received from Departments of Insurance, Attorney General Offices, other state agencies, and consumers. The individual will research applicable regulatory requirements, prepare recommendations for resolution, and draft responses for review by Senior Legal Counsel, Life & Annuities. Additionally, this position will oversee compliance reviews of outbound communications—including marketing materials, sales literature, social media, and other promotional content—to ensure adherence to state and federal regulations. The role also includes leveraging internal AI tools for compliance monitoring and adapting schemas for evolving legislative and regulatory developments.**Key Responsibilities*** Investigate consumer complaints, inquiries, and regulatory actions from state and federal authorities related to life and annuity products, marketing practices, or alleged misconduct.* Conduct interviews and gather statements from involved parties as needed.* Research and interpret applicable regulatory and legal requirements; prepare recommendations for resolution or response.* Review and approve outbound communications, including marketing materials, social media posts, recruitment pieces, and event promotions, ensuring compliance with state insurance regulations and federal requirements (SEC/FINRA, FTC, TCPA, CAN-SPAM, robo-dialer prohibitions).* Monitor and update internal policies and procedures for the Life & Annuities segment.* Track and analyze regulatory developments, including NAIC models, SEC/FINRA rules, FTC guidelines, TCPA enforcement, and emerging technologies impacting compliance.* Utilize internal AI tools for compliance reviews of websites, podcasts, and videos; train and create schemas for new regulatory requirements.* Maintain accurate records to demonstrate compliance during audits, inquiries, and enforcement actions.* Serve as liaison with business units and management to provide timely updates on complaints, investigations, and regulatory matters.* Manage legal and compliance-related projects and ensure timely execution of deliverables.**Required Competencies*** Comprehensive understanding of state insurance regulations and related frameworks, including NAIC models, SEC/FINRA, FTC, TCPA, CAN-SPAM, and AI-related compliance requirements.* Ability to interpret and apply statutory requirements and regulatory guidance.* Strong analytical and problem-solving skills with attention to detail.* Excellent written and verbal communication skills; ability to convey complex information clearly.* Proficiency in Microsoft Office (Excel, Word, PowerPoint); advanced level preferred.* Advanced data analytics, reporting, and presentation skills.* Strong process orientation and familiarity with structured compliance management techniques.* Intellectual curiosity and ability to adapt to evolving regulatory landscapes.**Education and Experience*** Bachelor’s degree in Legal, Finance, Business (Insurance emphasis preferred), Communications, or related field.* Minimum of **five years of experience** in regulatory or compliance management within the insurance industry (regulator, carrier, or broker-dealer).**About Integrity****Integrity** is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. **Integrity** is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.**Integrity** **Integrity,** you can start a new career path at company you’ll love, and we’ll love you back. We’re proud of the work we do and the culture we’ve built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.Headquartered in Dallas, Texas, **Integrity** is committed to meeting Americans wherever they are — in person, over the phone or online. **Integrity’s** employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit .*Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.*locations:
Dallas, TXtime type:
Full timeposted on:
Posted 30+ Days AgoFounded in 2006, Integrity develops and distributes life and health insurance products and wealth products with carrier partners and markets these products through our vast distribution network. Our omnichannel platform helps provide life and health insurance and wealth management services to Americans to fit their unique needs. Wherever you are in life, the future can be a leap of faith. #J-18808-Ljbffr
Dallas, TXtime type:
Full timeposted on:
Posted 3 Days Agojob requisition id:
JR3610**Position Summary**We are seeking a detail-oriented and proactive Regulatory Analyst and Investigator to support Integrity Life & Annuities. This role is responsible for analyzing and investigating consumer complaints, inquiries, and regulatory actions received from Departments of Insurance, Attorney General Offices, other state agencies, and consumers. The individual will research applicable regulatory requirements, prepare recommendations for resolution, and draft responses for review by Senior Legal Counsel, Life & Annuities. Additionally, this position will oversee compliance reviews of outbound communications—including marketing materials, sales literature, social media, and other promotional content—to ensure adherence to state and federal regulations. The role also includes leveraging internal AI tools for compliance monitoring and adapting schemas for evolving legislative and regulatory developments.**Key Responsibilities*** Investigate consumer complaints, inquiries, and regulatory actions from state and federal authorities related to life and annuity products, marketing practices, or alleged misconduct.* Conduct interviews and gather statements from involved parties as needed.* Research and interpret applicable regulatory and legal requirements; prepare recommendations for resolution or response.* Review and approve outbound communications, including marketing materials, social media posts, recruitment pieces, and event promotions, ensuring compliance with state insurance regulations and federal requirements (SEC/FINRA, FTC, TCPA, CAN-SPAM, robo-dialer prohibitions).* Monitor and update internal policies and procedures for the Life & Annuities segment.* Track and analyze regulatory developments, including NAIC models, SEC/FINRA rules, FTC guidelines, TCPA enforcement, and emerging technologies impacting compliance.* Utilize internal AI tools for compliance reviews of websites, podcasts, and videos; train and create schemas for new regulatory requirements.* Maintain accurate records to demonstrate compliance during audits, inquiries, and enforcement actions.* Serve as liaison with business units and management to provide timely updates on complaints, investigations, and regulatory matters.* Manage legal and compliance-related projects and ensure timely execution of deliverables.**Required Competencies*** Comprehensive understanding of state insurance regulations and related frameworks, including NAIC models, SEC/FINRA, FTC, TCPA, CAN-SPAM, and AI-related compliance requirements.* Ability to interpret and apply statutory requirements and regulatory guidance.* Strong analytical and problem-solving skills with attention to detail.* Excellent written and verbal communication skills; ability to convey complex information clearly.* Proficiency in Microsoft Office (Excel, Word, PowerPoint); advanced level preferred.* Advanced data analytics, reporting, and presentation skills.* Strong process orientation and familiarity with structured compliance management techniques.* Intellectual curiosity and ability to adapt to evolving regulatory landscapes.**Education and Experience*** Bachelor’s degree in Legal, Finance, Business (Insurance emphasis preferred), Communications, or related field.* Minimum of **five years of experience** in regulatory or compliance management within the insurance industry (regulator, carrier, or broker-dealer).**About Integrity****Integrity** is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. **Integrity** is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.**Integrity** **Integrity,** you can start a new career path at company you’ll love, and we’ll love you back. We’re proud of the work we do and the culture we’ve built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.Headquartered in Dallas, Texas, **Integrity** is committed to meeting Americans wherever they are — in person, over the phone or online. **Integrity’s** employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit .*Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.*locations:
Dallas, TXtime type:
Full timeposted on:
Posted 30+ Days AgoFounded in 2006, Integrity develops and distributes life and health insurance products and wealth products with carrier partners and markets these products through our vast distribution network. Our omnichannel platform helps provide life and health insurance and wealth management services to Americans to fit their unique needs. Wherever you are in life, the future can be a leap of faith. #J-18808-Ljbffr