Series 7 Financial Advisor: Brokerage Risk & Compliance

A recruitment firm in Charlotte, NC, seeks candidates for a position requiring 2+ years in risk management or compliance. Applicants must have completed FINRA Series 7 exams and demonstrate strong analytical and communication skills. Ideal candidates possess brokerage industry experience and are able to make independent judgment decisions in a fast-paced environment. This role is critical for maintaining high standards of business operations and quality assurance. #J-18808-Ljbffr