RIA Compliance Analyst — AI-Driven RegTech Impact

A financial compliance firm is looking for a Compliance Analyst to support RIA clients with regulatory compliance. Responsibilities include reviewing marketing materials, managing client Code of Ethics programs, and conducting mock SEC examinations. The ideal candidate has at least 2 years of compliance experience, a Bachelor’s degree, and excellent writing skills. The position offers competitive compensation, comprehensive benefits, and growth opportunities within the company. #J-18808-Ljbffr