
Senior Trade Compliance Lead – Surveillance & Advisory
Barclay Simpson, New York, New York, us, 10261
A global alternative investment firm is seeking a Senior Compliance Officer based in New York. The role involves overseeing day-to-day trade surveillance activities, managing a junior associate, and collaborating closely with Portfolio Managers and the Investment team. Key responsibilities include leading trade compliance functions, providing trader support, and ensuring adherence to compliance standards. The ideal candidate will have strong expertise in trade governance policies and regulatory compliance.
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