Job Description: The Anti-Money Laundering (AML) Senior Investigator I supports various AML processes including suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence, and other AML functions. The role works closely with AML Process Managers to perform critical functions.
Responsibilities
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
Review system-generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
Write suspicious activity reports, file currency transaction reports (CTR), address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations.
Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules.
Provide insight into various commercial banking products and services.
Handle issues as appropriate for advanced investigation and analysis.
Support team supervisors in executing certain responsibilities.
Perform special projects as needed.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of fraud experience, investigative experience, or compliance experience.
At least 1 year of experience with Microsoft Office or Google Suite.
Preferred Qualifications
2+ years of fraud experience, investigative experience, or compliance experience.
Bachelor's degree in Criminal Justice, Fraud Prevention, or Homeland Security.
3+ years of experience in an Anti-Money Laundering capacity.
3+ years of experience in the Financial Services industry.
Certification or membership in relevant associations such as ACAMS, CFE, CFCI, or other industry-related credentials.
Work From Home Technology Requirements
Secure home office environment free from background noise and distractions.
Reliable private internet connection that is not a cellular hotspot.
Cable or fiber connections preferred.
Internet speeds of at least 5 Mbps, 10 Mbps or greater preferred; ensure connectivity latency
Hard‑wired connectivity preferred; any wireless connectivity must be private (non‑public) and password‑protected through WPA2‑PSK (AES) encryption.
Private network password protection for all devices on the network.
Capital One reserves the right to request proof of internet speed and provider; requirements may change with new systems.
Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations (Wilmington, DE; Richmond, VA; McLean, VA; Plano, TX; Chicago, IL; Riverwoods, IL) and be able to come in person whenever required with no less than 24 hours notice.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary Riverwoods, IL: $74,200 – $84,700 for AML Sr. Investigator I
Chicago, IL: $74,200 – $84,700 for AML Sr. Investigator I
McLean, VA: $81,700 – $93,300 for AML Sr. Investigator I
Plano, TX: $74,200 – $84,700 for AML Sr. Investigator I
Richmond, VA: $74,200 – $84,700 for AML Sr. Investigator I
Wilmington, DE: $74,200 – $84,700 for AML Sr. Investigator I
Part‑time roles will be prorated based on hours worked. The role is eligible for performance‑based incentive compensation, which may include cash bonuses and/or long‑term incentives.
Benefits and Support Capital One offers a comprehensive, competitive, and inclusive set of health, financial, other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Technical Support and Contact For technical support or questions about Capital One’s recruiting process, please email Careers@capitalone.com.
Equal Employment Opportunity No agencies please. Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws and regulations regarding criminal background inquiries. If you require accommodations, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide required reasonable accommodations.
Disclaimers Capital One does not provide, endorse, or guarantee and is not liable for third‑party products, services, educational tools, or other information available through this site. Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, posted in the United Kingdom for Capital One Europe, and posted in the Philippines for Capital One Philippines Service Corp. (COPSSC).
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Responsibilities
Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
Review system-generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
Write suspicious activity reports, file currency transaction reports (CTR), address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations.
Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules.
Provide insight into various commercial banking products and services.
Handle issues as appropriate for advanced investigation and analysis.
Support team supervisors in executing certain responsibilities.
Perform special projects as needed.
Basic Qualifications
High School Diploma, GED or equivalent certification.
At least 1 year of fraud experience, investigative experience, or compliance experience.
At least 1 year of experience with Microsoft Office or Google Suite.
Preferred Qualifications
2+ years of fraud experience, investigative experience, or compliance experience.
Bachelor's degree in Criminal Justice, Fraud Prevention, or Homeland Security.
3+ years of experience in an Anti-Money Laundering capacity.
3+ years of experience in the Financial Services industry.
Certification or membership in relevant associations such as ACAMS, CFE, CFCI, or other industry-related credentials.
Work From Home Technology Requirements
Secure home office environment free from background noise and distractions.
Reliable private internet connection that is not a cellular hotspot.
Cable or fiber connections preferred.
Internet speeds of at least 5 Mbps, 10 Mbps or greater preferred; ensure connectivity latency
Hard‑wired connectivity preferred; any wireless connectivity must be private (non‑public) and password‑protected through WPA2‑PSK (AES) encryption.
Private network password protection for all devices on the network.
Capital One reserves the right to request proof of internet speed and provider; requirements may change with new systems.
Work from Home Living Requirements
Candidates must live within 50 miles driving distance of one of the hub locations (Wilmington, DE; Richmond, VA; McLean, VA; Plano, TX; Chicago, IL; Riverwoods, IL) and be able to come in person whenever required with no less than 24 hours notice.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Salary Riverwoods, IL: $74,200 – $84,700 for AML Sr. Investigator I
Chicago, IL: $74,200 – $84,700 for AML Sr. Investigator I
McLean, VA: $81,700 – $93,300 for AML Sr. Investigator I
Plano, TX: $74,200 – $84,700 for AML Sr. Investigator I
Richmond, VA: $74,200 – $84,700 for AML Sr. Investigator I
Wilmington, DE: $74,200 – $84,700 for AML Sr. Investigator I
Part‑time roles will be prorated based on hours worked. The role is eligible for performance‑based incentive compensation, which may include cash bonuses and/or long‑term incentives.
Benefits and Support Capital One offers a comprehensive, competitive, and inclusive set of health, financial, other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Technical Support and Contact For technical support or questions about Capital One’s recruiting process, please email Careers@capitalone.com.
Equal Employment Opportunity No agencies please. Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with applicable laws and regulations regarding criminal background inquiries. If you require accommodations, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information provided will be kept confidential and used only to provide required reasonable accommodations.
Disclaimers Capital One does not provide, endorse, or guarantee and is not liable for third‑party products, services, educational tools, or other information available through this site. Capital One Financial is made up of several entities; positions posted in Canada are for Capital One Canada, posted in the United Kingdom for Capital One Europe, and posted in the Philippines for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr