VP, Regulatory Marketing Materials Review

A leading investment firm in New York is seeking a Vice President for its Compliance Department. This role involves providing oversight and review of marketing materials, ensuring compliance with SEC and FINRA regulations. Ideal candidates should possess over 10 years of experience in financial services compliance, with a strong focus on marketing materials for institutional and alternative products. A bachelor's degree is required, with a JD preferred. The compensation range is competitive and includes various benefits. #J-18808-Ljbffr