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Every career with Hearst Television is like a story. How it develops, where it takes you, the milestones you reach along the way – you’ve got a lot to look forward to as your unique career story unfolds. Hearst Television, a subsidiary of Hearst, owns and operates local television and radio stations serving nearly three dozen U.S. cities, reaching 24 million U.S. television households. Through its partnership with nearly all major networks, Hearst Television distributes national content across more than 120 video channels, including programming from ABC, NBC, CBS, CW, MY Net, MeTV, This TV, Estrella, and more. Hearst Television is recognized as one of the industry's premier companies. It has been honored with numerous awards for distinguished journalism and industry innovation, including the Walter Cronkite Award for political journalism, the national Edward R. Murrow Award, the DuPont-Columbia Award, and the George Foster Peabody Award.

","New York, NY","coloredLogo","logoAttachment","Hearst.png","thumbnail","thumbnailAttachment","Hearst_TV_Careers.png","hexCode","#2D75B9","headline","National multimedia company reaching 24 million households","https://production-rails-default.s3.amazonaws.com/uploads/company/logo_attachment/1072/Hearst.png","/companies/hearst-television","https://production-rails-default.s3.amazonaws.com/uploads/company/thumbnail_attachment/1072/Hearst_TV_Careers.png","hasJobSubmission","isSavedJob","similarJobs",[512,526,535,545,551],{"_429":428,"_434":513,"_452":453,"_444":514,"_243":515,"_441":516,"_427":428,"_111":517,"_431":194,"_433":194,"_454":453,"_442":518,"_425":519,"_455":520,"_430":118,"_476":521,"_460":522,"_478":517,"_479":518,"_481":523,"_483":524,"_485":525},["D",1771430400000],"Oppenheimer & Co.","Who We Are\nOppenheimer & Co. Inc. is a leading middle‑market investment bank and full service broker‑dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income, research, market‑making, trust services and investment advisory, and asset management services.

Job Description\nOppenheimer & Co. Inc. is seeking a Senior Capital Markets Surveillance Analyst who will be an integral part of the Compliance Capital Markets department, acting as a Surveillance Analyst and advisor to the Capital Markets business units. This individual will report to the manager of the Compliance Capital Markets Group.

Your Role And Responsibilities (not Limited To)

Perform various surveillance reviews of capital markets activity for specific functional areas within the Equity, Fixed Income, Public Finance and Syndicate Divisions to ensure the firm is conducting business in line with prevailing compliance requirements. Responsible for performing inquiries (internal and external), testing new and/or existing surveillance systems to assess compliance with relevant internal policies, as well as external regulations

Perform various Penny Stocks surveillance reviews of Capital Markets Groups to ensure the Firm is conducting business in line with Firm’s policy

Archive all regulatory inquiries received and responded by the Capital Markets Group in the compliance electronic shared drive

Responsible for the audit of municipal public finance negotiated and competitive underwriting business deal files in adherence with firm’s policies and procedures

Review filled orders for the U.S. based retail branches to ensure the orders were properly marked Sell Short Exempt and which exemption is being relied upon

Responsible for Electronic Blue Sheet Submission (as needed) and Quality Control Review Process of Electronic Blue Sheet Reports in order to verify that all data entered by users is accurate and consistent with the Regulatory Inquiry

Provide guidance on policies and procedures to the capital markets business departments

Perform e‑mail reviews of the capital markets business departments

Assist CCMG Group’s manager in special projects

Skills/Requirements

Proficient in technology and computer skills, Microsoft Office (specifically Word and Excel)

Good organizational and time management skills

Ability to multitask various projects in a timely manner and elevate issues to manager as appropriate

Bachelor’s degree required

Must have at least 5+ years industry experience

FINRA registrations: Series 7 & 24 preferred

Compensation\nFor job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. This salary range is specific to New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the current base salary range is $85,000.00 – $100,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.

#J-18808-Ljbffr\n","Who We Are\nOppenheimer & Co. Inc. is a leading middle‑market investment bank and full service broker‑dealer. With roots tracing back to 1881, the C...","Senior Capital Markets Surveillance Analyst","New York, New York, us, 10261",["B","2621466747"],"Work at Oppenheimer & Co.","13 hours ago","/jobs/2621466747-senior-capital-markets-surveillance-analyst","/jobs?keyword=Oppenheimer+%26+Co.","/jobs?location=New+York%2C+New+York%2C+us%2C+10261","/jobs?keyword=Senior+Capital+Markets+Surveillance+Analyst",{"_429":428,"_434":527,"_452":453,"_444":445,"_243":528,"_441":529,"_427":428,"_111":530,"_431":194,"_433":194,"_454":453,"_442":518,"_425":531,"_455":456,"_430":118,"_476":532,"_460":533,"_478":530,"_479":518,"_481":482,"_483":524,"_485":534},["D",1771444800000],"Job Overview Trade Surveillance Compliance Analyst (Hybrid)

Compensation: $100,000 $125,000/year base ($150,000 All-In)\nLocation: New York, NY\nSchedule: Monday to Friday (Hybrid)\nAtlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, supporting firm-wide trade and market surveillance and regulatory compliance.\nIn this role, you will review surveillance alerts, investigate potential regulatory issues, and monitor trading activity across asset classes. You will partner closely with compliance leadership and business stakeholders while leveraging surveillance systems, data analysis, and reporting tools to identify risk and strengthen control frameworks.\nResponsibilities as the Trade Surveillance Compliance Analyst\nTrade & Market Surveillance:

Review trade surveillance alerts and market activity, conducting investigations to identify unusual or potentially non-compliant behavior.\nElectronic Communications Monitoring:

Review electronic communications surveillance output to assess potential regulatory, conduct, or policy violations.\nInvestigations & Escalations:> Document findings and elevate suspicious activity or potential rule breaches to management in a timely manner.\nSurveillance Reporting & Analytics:

Prepare recurring surveillance reports and summaries for compliance leadership, highlighting trends, risks, and outcomes.\nAlert Development & Compliance Projects:

Support the design, testing, and enhancement of surveillance alerts while assisting with ad hoc reviews and compliance initiatives.

Qualifications for the Trade Surveillance Compliance Analyst

Education:

Bachelors degree in Finance, Economics, Business, or a related discipline required.\nExperience:

2-5 years of experience in trade surveillance, market surveillance, or compliance roles within the financial services industry.\nIndustry Knowledge:

Working knowledge of securities markets, market structure, trading activity, and relevant industry rules and regulations.\nTechnical Skills:

Strong Excel proficiency required, with experience using VBA, SQL, or other data analysis tools preferred.\nSkills & Attributes:

Highly analytical, detail-oriented professional with strong communication and organizational skills and the ability to manage multiple priorities in a fast-paced environment.

Application Notice

Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.\n#J-18808-Ljbffr\n","Job Overview Trade Surveillance Compliance Analyst (Hybrid)

Compensation: $100,000 $125,000/year base ($150,000 All-In)\nLocation: New York...","Trade Surveillance Compliance Analyst (Hybrid)",["B","2211979398"],"9 hours ago","/jobs/2211979398-trade-surveillance-compliance-analyst-hybrid","/jobs?keyword=Trade+Surveillance+Compliance+Analyst+%28Hybrid%29",{"_429":428,"_434":536,"_452":453,"_444":537,"_243":438,"_441":438,"_427":428,"_111":538,"_431":432,"_433":194,"_454":453,"_442":443,"_425":539,"_455":540,"_430":118,"_476":541,"_460":542,"_478":538,"_479":443,"_481":543,"_483":484,"_485":544},["D",1771113600000],"CME Group","Compliance Analyst - FCM (Futures Commission Merchant)",["B","2619530315"],"Work at CME Group","4 days ago","/jobs/2619530315-compliance-analyst-fcm-futures-commission-merchant","/jobs?keyword=CME+Group","/jobs?keyword=Compliance+Analyst+-+FCM+%28Futures+Commission+Merchant%29",{"_429":428,"_434":546,"_452":453,"_444":445,"_243":438,"_441":438,"_427":428,"_111":547,"_431":432,"_433":194,"_454":453,"_442":443,"_425":548,"_455":456,"_430":118,"_476":541,"_460":549,"_478":547,"_479":443,"_481":482,"_483":484,"_485":550},["D",1771113600000],"Director of Investor Relations",["B","2619500904"],"/jobs/2619500904-director-of-investor-relations","/jobs?keyword=Director+of+Investor+Relations",{"_429":428,"_434":552,"_452":453,"_444":553,"_243":438,"_441":438,"_427":428,"_111":554,"_431":432,"_433":194,"_454":453,"_442":443,"_425":555,"_455":556,"_430":118,"_476":557,"_460":558,"_478":554,"_479":443,"_481":559,"_483":484,"_485":560},["D",1771372800000],"StoneX Group Inc.","Senior AML Compliance Associate",["B","2619539825"],"Work at StoneX Group Inc.","1 days ago","/jobs/2619539825-senior-aml-compliance-associate","/jobs?keyword=StoneX+Group+Inc.","/jobs?keyword=Senior+AML+Compliance+Associate","actionData","errors"]