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Mansueto Ventures is home to two of the most iconic and vibrant brands in business publishing: Inc. and Fast Company. Every day, the content, awards, and events produced help entrepreneurs and innovators succeed by providing useful insights, sparking essential conversations, and offering much-needed inspiration.

Inc. is the voice of the American entrepreneur, inspiring and documenting the risk-takers and ultra-driven go-getters who represent the most dynamic force in the American economy.
Fast Company is the world’s leading business media brand, focusing on innovation in technology, leadership, and design to inspire readers to shape the future of business.

","New York, NY","coloredLogo","logoAttachment","thumbnail","thumbnailAttachment","hexCode","#080D0C","headline","Publisher of Inc. and Fast Company, empowering innovators and entrepreneurs.","/companies/mansueto-ventures-careers","hasJobSubmission","isSavedJob","similarJobs",[507,521,533,544,555],{"_429":428,"_434":508,"_452":453,"_444":509,"_243":510,"_441":511,"_427":428,"_111":512,"_431":194,"_433":194,"_454":453,"_442":513,"_425":514,"_455":515,"_430":118,"_473":516,"_460":517,"_475":512,"_476":513,"_478":518,"_480":519,"_482":520},["D",1771444800000],"TD","A major financial institution in New York is seeking a Senior Compliance Officer to join the Fixed Income Trade Surveillance team. This role requires 3-5 years of experience in trade surveillance, particularly in credit derivatives and high-yield loans. The candidate will be responsible for managing risks, conducting analyses, and providing guidance on compliance matters. The organization emphasizes fair compensation and career development opportunities, offering a salary range of $100,000 - $135,000 USD.\n#J-18808-Ljbffr\n","A major financial institution in New York is seeking a Senior Compliance Officer to join the Fixed Income Trade Surveillance team. This role requir...","Fixed Income Trade Surveillance Pro Compliance","New York, New York, us, 10261",["B","2623918080"],"Work at TD","8 hours ago","/jobs/2623918080-fixed-income-trade-surveillance-pro-compliance","/jobs?keyword=TD","/jobs?location=New+York%2C+New+York%2C+us%2C+10261","/jobs?keyword=Fixed+Income+Trade+Surveillance+Pro+Compliance",{"_429":428,"_434":522,"_452":453,"_444":523,"_243":524,"_441":525,"_427":428,"_111":526,"_431":194,"_433":194,"_454":453,"_442":513,"_425":527,"_455":528,"_430":118,"_473":529,"_460":530,"_475":526,"_476":513,"_478":531,"_480":519,"_482":532},["D",1770296400000],"TD Securities","A leading financial services provider is seeking an Associate for the FX Trade Surveillance team in New York City. The ideal candidate will have 3-5 years of experience in surveillance of Foreign Exchange trading and a strong understanding of compliance initiatives. Responsibilities include monitoring trade regulations, developing stakeholder relationships, and conducting analyses to ensure adherence to regulatory requirements. This position offers a competitive salary and opportunities for professional growth.\n#J-18808-Ljbffr\n","A leading financial services provider is seeking an Associate for the FX Trade Surveillance team in New York City. The ideal candidate will have 3-...","FX Trade Surveillance Associate – Compliance (NY)",["B","2446104097"],"Work at TD Securities","13 days ago","/jobs/2446104097-fx-trade-surveillance-associate-compliance-ny","/jobs?keyword=TD+Securities","/jobs?keyword=FX+Trade+Surveillance+Associate+%E2%80%93+Compliance+%28NY%29",{"_429":428,"_434":534,"_452":453,"_444":535,"_243":536,"_441":537,"_427":428,"_111":538,"_431":194,"_433":194,"_454":453,"_442":513,"_425":539,"_455":540,"_430":118,"_473":516,"_460":541,"_475":538,"_476":513,"_478":542,"_480":519,"_482":543},["D",1771444800000],"Atlantic Group","Job Overview Trade Surveillance Compliance Analyst (Hybrid)

Compensation: $100,000 $125,000/year base ($150,000 All-In)\nLocation: New York, NY\nSchedule: Monday to Friday (Hybrid)\nAtlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, supporting firm-wide trade and market surveillance and regulatory compliance.\nIn this role, you will review surveillance alerts, investigate potential regulatory issues, and monitor trading activity across asset classes. You will partner closely with compliance leadership and business stakeholders while leveraging surveillance systems, data analysis, and reporting tools to identify risk and strengthen control frameworks.\nResponsibilities as the Trade Surveillance Compliance Analyst\nTrade & Market Surveillance:

Review trade surveillance alerts and market activity, conducting investigations to identify unusual or potentially non-compliant behavior.\nElectronic Communications Monitoring:

Review electronic communications surveillance output to assess potential regulatory, conduct, or policy violations.\nInvestigations & Escalations:> Document findings and elevate suspicious activity or potential rule breaches to management in a timely manner.\nSurveillance Reporting & Analytics:

Prepare recurring surveillance reports and summaries for compliance leadership, highlighting trends, risks, and outcomes.\nAlert Development & Compliance Projects:

Support the design, testing, and enhancement of surveillance alerts while assisting with ad hoc reviews and compliance initiatives.

Qualifications for the Trade Surveillance Compliance Analyst

Education:

Bachelors degree in Finance, Economics, Business, or a related discipline required.\nExperience:

2-5 years of experience in trade surveillance, market surveillance, or compliance roles within the financial services industry.\nIndustry Knowledge:

Working knowledge of securities markets, market structure, trading activity, and relevant industry rules and regulations.\nTechnical Skills:

Strong Excel proficiency required, with experience using VBA, SQL, or other data analysis tools preferred.\nSkills & Attributes:

Highly analytical, detail-oriented professional with strong communication and organizational skills and the ability to manage multiple priorities in a fast-paced environment.

Application Notice

Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.\n#J-18808-Ljbffr\n","Job Overview Trade Surveillance Compliance Analyst (Hybrid)

Compensation: $100,000 $125,000/year base ($150,000 All-In)\nLocation: New York...","Trade Surveillance Compliance Analyst (Hybrid)",["B","2211979398"],"Work at Atlantic Group","/jobs/2211979398-trade-surveillance-compliance-analyst-hybrid","/jobs?keyword=Atlantic+Group","/jobs?keyword=Trade+Surveillance+Compliance+Analyst+%28Hybrid%29",{"_429":428,"_434":545,"_452":453,"_444":546,"_243":438,"_441":438,"_427":428,"_111":547,"_431":432,"_433":194,"_454":453,"_442":548,"_425":549,"_455":550,"_430":118,"_473":474,"_460":551,"_475":547,"_476":548,"_478":552,"_480":553,"_482":554},["D",1771200000000],"TD Bank","Trade Operations Senior Support Specialist","Exton, PA, US, 19341",["B","2619522761"],"Work at TD Bank","/jobs/2619522761-trade-operations-senior-support-specialist","/jobs?keyword=TD+Bank","/jobs?location=Exton%2C+PA%2C+US%2C+19341","/jobs?keyword=Trade+Operations+Senior+Support+Specialist",{"_429":428,"_434":556,"_452":453,"_444":546,"_243":438,"_441":438,"_427":428,"_111":547,"_431":432,"_433":194,"_454":453,"_442":557,"_425":558,"_455":550,"_430":118,"_473":474,"_460":559,"_475":547,"_476":557,"_478":552,"_480":560,"_482":554},["D",1771200000000],"Melville, NY, US, 11775",["B","2619547199"],"/jobs/2619547199-trade-operations-senior-support-specialist","/jobs?location=Melville%2C+NY%2C+US%2C+11775","actionData","errors"]