Senior Paralegal, Ethics
Financial Industry Regulatory Authority, Inc., Rockville, Maryland, us, 20849
* Bachelor’s degree; and paralegal certificate, or the equivalent, preferred.* Three - four years of legal office experience as a paralegal.* Experience working in a legal compliance or ethics program, preferably in a regulatory environment; corporate ethics and compliance program inclusive of Helpline experience, preferred.* Excellent writing and editing skills required.* Excellent planning, organization, and communication skills required.* Proficiency in MS Office Suite products (including Word, Outlook, Excel, and PowerPoint) and electronic legal libraries required.* Must use a desktop computer daily.
Some extended hours may be required.* Hybrid work environment, with defined in-person presence requirements.* Must possess ability to work under pressure, meet deadlines, and juggle multiple tasks efficiently and accurately.**About FINRA**FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers.FINRA touches virtually every aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA uses technology powerful enough to look across markets and detect potential abuses. Using a variety of data gathering techniques, we work to detect insider trading and any strategies firms or individuals use to gain an unfair advantage.In today's fast-paced and complex global economy, FINRA is a trusted advocate for investors, dedicated to keeping the markets fair and proactively addressing emerging regulatory issues before they harm investors or the markets. FINRA operates from Washington, DC, and New York, NY, with other offices around the country.www.finra.org/careers. #J-18808-Ljbffr
Some extended hours may be required.* Hybrid work environment, with defined in-person presence requirements.* Must possess ability to work under pressure, meet deadlines, and juggle multiple tasks efficiently and accurately.**About FINRA**FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers.FINRA touches virtually every aspect of the securities business—from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA uses technology powerful enough to look across markets and detect potential abuses. Using a variety of data gathering techniques, we work to detect insider trading and any strategies firms or individuals use to gain an unfair advantage.In today's fast-paced and complex global economy, FINRA is a trusted advocate for investors, dedicated to keeping the markets fair and proactively addressing emerging regulatory issues before they harm investors or the markets. FINRA operates from Washington, DC, and New York, NY, with other offices around the country.www.finra.org/careers. #J-18808-Ljbffr