
Senior Director, Investment Compliance & Enterprise Risk
Northwestern Mutual, Milwaukee, Wisconsin, United States, 53244
A financial services company in Milwaukee is seeking an experienced professional to support compliance efforts across the enterprise. The role requires a strong understanding of SEC regulations and the financial industry. Responsibilities include assisting with compliance programs, resolving complex risk issues, and serving as a subject matter expert. Candidates should have at least 6 years of experience, preferably in investment advisery, along with strong analytical skills and the ability to communicate effectively.
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