Sales Compliance & Regulatory Oversight Lead

A leading commercial bank located in California is seeking a Sales Supervision Officer to manage regulatory functions for licensed individuals. The role requires 5-8 years of relevant business experience, knowledge of securities and insurance regulations, and preferred licenses (FINRA Series 7, 24, 63, 65, 66). Responsibilities include reviewing compliance documents, monitoring client notifications, and updating account data. The position offers a competitive salary range of $100,000 to $160,000 based on experience and qualifications. #J-18808-Ljbffr