
Regional Supervisory Director — Hybrid Office-Based
Advisor Group, La Vista, Nebraska, United States, 68128
A financial services firm is seeking a Regional Supervision Director responsible for supervisory reviews and compliance enforcement. This role requires a minimum of 5 years of experience in the financial services industry, with expertise in supervision or compliance. The ideal candidate will demonstrate strong initiative, excellent judgment, and the ability to handle multiple tasks seamlessly. A Bachelor’s degree is preferred, and relevant licenses such as FINRA Series 7 or 24 are required. This position offers a hybrid working schedule, with competitive compensation and benefits.
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