Position Summary
Principal Marketing Review Analyst – Large Financial Analyst Duration: 6+ months Location: 100% Remote (Preference to work in EST or CST) Requirements
3+ years of financial services experience specifically in advertising/marketing compliance review, applying FINRA 2210 to advisor‑created content. Prior experience in a client‑facing role—comfortable on the phone and able to clearly explain complex issues and ask open‑ended questions. Strong knowledge of FINRA 2210, SEC, and state rules related to communications with the public. Licensing Required: Active Series 7 and Series 24. What We’re Looking For
We’re seeking strong collaborators who deliver exceptional client experiences and thrive in fast‑paced, team‑oriented environments. Responsibilities
Evaluate marketing materials and other public communications to provide principal approval or guidance on changes required for approval. Review a wide range of content including stationery, websites, announcement letters, designations, titles, educational credentials, third‑party awards, and more. Consult with internal partners and, when needed, directly with advisors regarding their marketing materials. Assist with data collection and intake of marketing materials for principal review. Support additional tasks and projects as assigned. Core Competencies
Ability to work in a fast‑paced, high‑volume environment and adapt to shifting priorities. Strong customer focus, collaboration, time management, organization, and communication skills. Ability to multi‑task effectively with excellent attention to detail. Strong problem‑solving abilities and consistent follow‑up skills. Proficiency with Smartsheet, Excel, Word, PowerPoint, Adobe Pro, and Box. Excellent customer service and the ability to communicate effectively across various levels of the organization. Preferences
Additional Licensing: Series 66 (or Series 63 and 65). Bachelor’s degree preferred. Experience reviewing marketing content within FMG, Snappy Kraken, and Emerald/Broadsbridge. EEO Statement
Apex Systems is an equal opportunity employer and does not discriminate on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law. Apex will consider qualified applicants with criminal histories in a manner consistent with applicable law. If you require accommodation in using our website for search or application, please contact our Employee Services Department at
[email protected]
or call 844‑463‑6178.
#J-18808-Ljbffr
Principal Marketing Review Analyst – Large Financial Analyst Duration: 6+ months Location: 100% Remote (Preference to work in EST or CST) Requirements
3+ years of financial services experience specifically in advertising/marketing compliance review, applying FINRA 2210 to advisor‑created content. Prior experience in a client‑facing role—comfortable on the phone and able to clearly explain complex issues and ask open‑ended questions. Strong knowledge of FINRA 2210, SEC, and state rules related to communications with the public. Licensing Required: Active Series 7 and Series 24. What We’re Looking For
We’re seeking strong collaborators who deliver exceptional client experiences and thrive in fast‑paced, team‑oriented environments. Responsibilities
Evaluate marketing materials and other public communications to provide principal approval or guidance on changes required for approval. Review a wide range of content including stationery, websites, announcement letters, designations, titles, educational credentials, third‑party awards, and more. Consult with internal partners and, when needed, directly with advisors regarding their marketing materials. Assist with data collection and intake of marketing materials for principal review. Support additional tasks and projects as assigned. Core Competencies
Ability to work in a fast‑paced, high‑volume environment and adapt to shifting priorities. Strong customer focus, collaboration, time management, organization, and communication skills. Ability to multi‑task effectively with excellent attention to detail. Strong problem‑solving abilities and consistent follow‑up skills. Proficiency with Smartsheet, Excel, Word, PowerPoint, Adobe Pro, and Box. Excellent customer service and the ability to communicate effectively across various levels of the organization. Preferences
Additional Licensing: Series 66 (or Series 63 and 65). Bachelor’s degree preferred. Experience reviewing marketing content within FMG, Snappy Kraken, and Emerald/Broadsbridge. EEO Statement
Apex Systems is an equal opportunity employer and does not discriminate on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law. Apex will consider qualified applicants with criminal histories in a manner consistent with applicable law. If you require accommodation in using our website for search or application, please contact our Employee Services Department at
[email protected]
or call 844‑463‑6178.
#J-18808-Ljbffr