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FinTech Compliance Associate: Regulatory & AML

Larson Maddox, Frankfort, Kentucky, United States

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A fast-growing financial technology firm is seeking a Compliance Associate to enhance its private-fund advisory and investment platform. The role involves executing compliance management, managing regulatory reporting tasks, and ensuring adherence to SEC and FINRA regulations. The ideal candidate will have over 3 years of compliance experience, excellent communication skills, and a proactive mindset. This position offers a unique opportunity to interact with senior stakeholders and grow into a senior compliance role. #J-18808-Ljbffr