Investment Compliance Specialist

A financial services firm in Dallas is seeking a Compliance Specialist to manage and advance their compliance program. The ideal candidate will have a Bachelor’s degree and 3-5 years of experience in investment advisor compliance and broker/dealer regulations. Responsibilities include implementing compliance initiatives, managing regulatory filings, and promoting compliance awareness across the organization. This full-time role offers competitive benefits and opportunities for professional growth. #J-18808-Ljbffr