Securities Management Operations Senior Specialist
Robinhood, Florida, NY, United States
Securities Management Operations Senior Specialist
Chicago, IL; Denver, CO; Lake Mary, FL; New York, NY
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.
The Securities Lending Operations team is responsible for ensuring accurate and compliant execution of securities lending activities across Robinhood Securities. The team maintains the integrity of books and records, supports regulatory obligations, and partners closely with trading, compliance, and technology teams to ensure operational accuracy and risk mitigation. You will help strengthen a team that plays a critical role in maintaining market stability and client trust!
As a Securities Lending Operations Lead, you will oversee daily operations while actively contributing to processing workflows and issue resolution. You will guide the team’s adherence to regulatory requirements such as Reg SHO Rule 204 and SEC Rule 15c3-3, while ensuring accurate reconciliation of positions and cash balances. This role serves as a key escalation point, requiring strong judgment, attention to detail, and the ability to coordinate across multiple business areas. You will also support system improvements and operational initiatives that enhance accuracy, efficiency, and risk controls!
This role is based in our Chicago, IL, New York, NY, Denver, CO, or Lake Mary, FL office(s), with in-person attendance expected at least 3 days per week.
At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.
What you’ll do
Ensure adherence to regulatory requirements and internal policies, including Reg SHO Rule 204 and SEC Rule 15c3-3
Oversee daily securities lending operations, including reconciliations of cash breaks and position differences
Serve as an escalation point for operational issues, supporting resolution of trading, recalls, and buy-ins
Coordinate with compliance, trading, and business teams to ensure accurate reporting, audits, and regulatory responses
Partner with internal and vendor technology teams to maintain system accuracy and support operational improvements
What you bring
You have 5+ years of experience in securities lending operations, buy-ins, or a related field
You demonstrate strong problem-solving skills and can assess issues and implement process improvements
You communicate clearly and build effective working relationships across teams
You are comfortable operating in a fast-moving environment and managing multiple priorities
You hold a Bachelor’s degree or have equivalent practical experience; FINRA Series 24 (or ability to obtain within 90 days) is required
What we offer
Challenging, high-impact work to grow your career.
Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
Exceptional office experience with catered meals, events, and comfortable workspaces.
In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
Base Pay Range:
Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)
$110,500 - $130,000 USD
Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)
$96,900 - $114,000 USD
Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL)
$85,850 - $101,000 USD
Equal Employment Opportunity Information At Robinhood, we care deeply about diverse representation in our workforce as it supports our mission to democratize finance for all. In support of this goal, we encourage applicants to voluntarily identify demographic information. This information helps us to continue building a more inclusive workplace and to ensure effective recruiting programs that are inclusive of individuals across all backgrounds.
Self-identifying in this section is completely voluntary and if you choose not to provide any information, please select the “I don't wish to answer” option under that question. Whatever your decision, data that you provide in this section will not be considered in the hiring process or thereafter. Individuals seeking employment at Robinhood are considered without regard to race, color, religion, national origin, age, sex, sexual orientation, marital status, ancestry, physical or mental disability, neurodivergence, veteran status, gender identity or expression, or any other characteristic protected by law.
You are being given the opportunity to provide the following information in order to help us comply with federal and state Equal Employment Opportunity recordkeeping, reporting, and other legal requirements, and to be used in our efforts to recruit a diverse workforce. Any information that you do provide will be recorded and maintained in a confidential manner. For more information on EEOC definitions, please reference this document.
What is your gender identity? * Select...
What is your race or ethnicity? * Select...
What is your military status? * Select...
What is your disability status? * Select...
Do you identify as part of the LGBTQ+ community? Select...
By checking this box, I consent to Robinhood collecting, storing, and processing my responses to the demographic data surveys above. *
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Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.
The Securities Lending Operations team is responsible for ensuring accurate and compliant execution of securities lending activities across Robinhood Securities. The team maintains the integrity of books and records, supports regulatory obligations, and partners closely with trading, compliance, and technology teams to ensure operational accuracy and risk mitigation. You will help strengthen a team that plays a critical role in maintaining market stability and client trust!
As a Securities Lending Operations Lead, you will oversee daily operations while actively contributing to processing workflows and issue resolution. You will guide the team’s adherence to regulatory requirements such as Reg SHO Rule 204 and SEC Rule 15c3-3, while ensuring accurate reconciliation of positions and cash balances. This role serves as a key escalation point, requiring strong judgment, attention to detail, and the ability to coordinate across multiple business areas. You will also support system improvements and operational initiatives that enhance accuracy, efficiency, and risk controls!
This role is based in our Chicago, IL, New York, NY, Denver, CO, or Lake Mary, FL office(s), with in-person attendance expected at least 3 days per week.
At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.
What you’ll do
Ensure adherence to regulatory requirements and internal policies, including Reg SHO Rule 204 and SEC Rule 15c3-3
Oversee daily securities lending operations, including reconciliations of cash breaks and position differences
Serve as an escalation point for operational issues, supporting resolution of trading, recalls, and buy-ins
Coordinate with compliance, trading, and business teams to ensure accurate reporting, audits, and regulatory responses
Partner with internal and vendor technology teams to maintain system accuracy and support operational improvements
What you bring
You have 5+ years of experience in securities lending operations, buy-ins, or a related field
You demonstrate strong problem-solving skills and can assess issues and implement process improvements
You communicate clearly and build effective working relationships across teams
You are comfortable operating in a fast-moving environment and managing multiple priorities
You hold a Bachelor’s degree or have equivalent practical experience; FINRA Series 24 (or ability to obtain within 90 days) is required
What we offer
Challenging, high-impact work to grow your career.
Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
Best-in-class benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
Lifestyle wallet — a highly flexible benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more!
Exceptional office experience with catered meals, events, and comfortable workspaces.
In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
Base Pay Range:
Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)
$110,500 - $130,000 USD
Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)
$96,900 - $114,000 USD
Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL)
$85,850 - $101,000 USD
Equal Employment Opportunity Information At Robinhood, we care deeply about diverse representation in our workforce as it supports our mission to democratize finance for all. In support of this goal, we encourage applicants to voluntarily identify demographic information. This information helps us to continue building a more inclusive workplace and to ensure effective recruiting programs that are inclusive of individuals across all backgrounds.
Self-identifying in this section is completely voluntary and if you choose not to provide any information, please select the “I don't wish to answer” option under that question. Whatever your decision, data that you provide in this section will not be considered in the hiring process or thereafter. Individuals seeking employment at Robinhood are considered without regard to race, color, religion, national origin, age, sex, sexual orientation, marital status, ancestry, physical or mental disability, neurodivergence, veteran status, gender identity or expression, or any other characteristic protected by law.
You are being given the opportunity to provide the following information in order to help us comply with federal and state Equal Employment Opportunity recordkeeping, reporting, and other legal requirements, and to be used in our efforts to recruit a diverse workforce. Any information that you do provide will be recorded and maintained in a confidential manner. For more information on EEOC definitions, please reference this document.
What is your gender identity? * Select...
What is your race or ethnicity? * Select...
What is your military status? * Select...
What is your disability status? * Select...
Do you identify as part of the LGBTQ+ community? Select...
By checking this box, I consent to Robinhood collecting, storing, and processing my responses to the demographic data surveys above. *
#J-18808-Ljbffr