Remote Regional Supervisory Principal - Broker-Dealer

A leading financial services firm seeks a Regional Supervisory Principal – Broker-Dealer to oversee registered representatives and ensure compliance with financial regulations. This remote role requires a Bachelor’s degree and 7-10 years of relevant experience, focusing on FINRA and SEC compliance. Ideal candidates will have strong analytical, communication, and problem-solving skills and must hold specific FINRA licenses. The position offers a competitive salary range of $71,500.00 - $105,400.00. #J-18808-Ljbffr