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Marketing Compliance Lead: SEC/FINRA Standards

RBC, Boston, MA, United States


A leading financial institution in Boston is seeking a Senior Marketing Compliance Analyst to support marketing compliance framework. The role involves conducting regulatory reviews, managing compliance workflows, and ensuring adherence to SEC and FINRA standards. Candidates should have 3+ years of relevant experience, strong ethical standards, and a Series 7 license. This position offers competitive compensation and benefits, fostering a collaborative work environment. #J-18808-Ljbffr